INTRODUCTION
The most common reproductive strategy among marine invertebrates involves producing a high number of small, energy-poor eggs that develop into feeding larvae (i.e., planktotrophy) (
1–6). This stability has occasionally been disrupted over the last several hundred million years by a rapid switch in developmental mode (
1–6). Species with the derived reproductive strategy produce fewer large, energy-rich eggs and larvae that undergo metamorphosis without feeding (i.e., lecithotrophy) (
1–6). Evolutionary transitions in developmental and reproductive modes have occurred in most major animal phyla, are primarily unidirectional, and intermediates between planktotrophy and lecithotrophy are rare (
1–3,
5–7). The factor(s) responsible for driving evolutionary transitions in reproductive strategy and developmental mode remain elusive despite having been studied in detail at the cellular, genomic, and molecular levels (
6,
8–14).
Microbes may be one such factor, as they are functionally beneficial to animal reproduction and have evolved mechanisms to override components of this host program (
15–17). Microbial manipulators (e.g.,
Wolbachia) are often inherited through the cytoplasm of the egg and manipulate the host to favor their transmission (e.g., by sex ratio distortion toward female dominance) (
15,
16). Hosts affected by reproductive manipulators that induce cytoplasmic incompatibility (microbe-containing males are incompatible with aposymbiotic females), feminization (the conversion of genetic males to females), or male killing (microbe-induced male mortality) are gonochoric, diverse, and particularly common in terrestrial arthropods and nematodes (
15,
16,
18,
19). Microbes that are phylogenetically related to and exhibit shared genomic features with terrestrial reproductive manipulators are increasingly found in the ocean (
20–22). These microbes are associated with major marine invertebrate phyla (
20–22), with the sea urchin
Heliocidaris being the most well-defined example (
20,
23).
Heliocidaris is one of the most comprehensively studied systems that document the processes marine invertebrates undergo following an evolutionary transition between major developmental modes (
1,
13,
14,
20,
23). A speciation event ~5 million years ago resulted in sister species with alternative reproductive strategies. This has been presumed to have taken place along the Eastern coast of Australia, where both species can still be found to overlap geographically (
24). The ancestral
H. tuberculata is planktotrophic and the derived
H. erythrogramma is lecithotrophic (
6,
25). Typical of planktotrophs,
H. tuberculata develops from small eggs into feeding larvae that disperse for several weeks, while
H. erythrogramma develops from eggs ~53× to 86× the volume of
H. tuberculata eggs into non-feeding larvae that lack the morphological structures for feeding (e.g., a functional gut) and remain in the water column for only 5 days (
6,
26). Moreover, this evolutionary transition in developmental mode corresponded with a rewiring of the gene regulatory network (
8,
13), reorganization of cell fates (
14), and modification to gametogenesis (
27).
The lecithotrophic
H. erythrogramma acquired a cytoplasmically inherited Rickettsiales—
Echinorickettsia raffii—in this transition in developmental mode that is most closely related to
Wolbachia pipientis (
20). The genome of
E. raffii suggests that this bacterium is a nutritional mutualist and a reproductive manipulator (
20). In the former, the host is hypothesized to benefit from symbiont-derived essential amino acids to enhance growth, as is observed in terrestrial systems (
28,
29). In the latter, this bacterium is hypothesized to use effector proteins via a Type IV secretion system to influence the rate of male mortality and modulate fertilization (
20). Supporting the hypothesis that
E. raffii manipulates host reproduction, populations of
H. erythrogramma in Sydney Harbor and Tasmania are disproportionately female (
20,
30). Moreover, the youngest reproductive individuals in Sydney Harbor do not deviate from a 1:1 female-to-male ratio, while the largest individuals have a 4:1 female-to-male ratio (
20). There is currently no evidence that
E. raffii is also an endosymbiont of the planktotrophic
H. tuberculata (
20), indicating potential differences in whether and how reproductive manipulators may influence and spread these two developmental strategies.
The identification of a suspected reproductive manipulator in the sea urchin
Heliocidaris has spurred a theoretical test for whether microbial manipulators can use the vastly different reproductive strategies of marine invertebrates to spread among their oceanic populations (
23). The primary predicted difference between terrestrial and marine reproductive manipulators is that there appears to be an unbalanced influence on the two predominant developmental modes found in the ocean (
23). Microbial manipulators and their ability to distort host sex ratio toward female dominance are thought to limit the reproductive success of ancestral planktotrophs (due to lower fertilization caused by a sperm limitation), while enhancing offspring production and population size for the derived lecithotrophs (
23). This could create a gradient where reproductive manipulators may serve as a selective agent to induce an evolutionary transition between these major reproductive strategies.
We tested this hypothesis using theoretical models to simulate the eco-evolutionary dynamics of egg size (diameter, μm)—a proxy for developmental mode (
4,
6,
31)—for marine invertebrates that free-spawn and are gonochoric following a novel association with a microbial manipulator. Specifically, we integrated evolutionary processes into the ecology-focused theoretical model that was established to assess the population-level dynamics of reproductive manipulators in the ocean (
23). The eco-evolutionary theoretical model presented here predicts that microbial manipulators could create a sperm-limited environment that selects for larger eggs by shifting the host’s sex ratio toward female dominance and, as a result, serve as a driver of an evolutionary transition in the developmental mode of marine invertebrates. We also suggest more than a dozen genera of marine invertebrates that fit the framework of a microbe-induced evolutionary transition in developmental mode.
DISCUSSION
Microbes manipulate host reproduction to enhance the number of microbial cells that are transmitted to the subsequent host generation (
15,
16,
32). In this theoretical model, a microbe with the capability to manipulate host reproduction and engage in nutritional mutualism would associate with a marine invertebrate host that produces small eggs (~100 µm) and planktotrophic larvae (
Fig. 4). The manipulator would then enhance its fitness by shifting the host’s sex ratio toward female dominance, which would favor larger eggs due to their increased chance of fertilization in a sperm-limited environment (
Fig. 4) (
43–45). The egg size of this female-dominant population would then stabilize within the fitness maxima for the host and the microbial manipulator (
Fig. 4). A substantial increase in maternal provisioning (i.e., a larger egg) would relax the selective pressures that maintain the feeding structures and accelerate the time to metamorphosis. This, in turn, should lead to a derived—likely lecithotrophic—developmental mode (i.e., with an egg size >300 µm) (
1,
12,
46,
47). Shortening this developmental window would limit the genetic exchange between populations, reduce the geographic range, and increase speciation and extinction rates (
1,
2,
6,
24,
31,
48). Microbial manipulators represent a plausible evolutionary agent that, in turn, could drive an evolutionary transition between the major developmental modes among marine invertebrates.
Microbial manipulators are predicted to spread quickly and fixate within a population of free-spawning marine invertebrates (
23). The theoretical models presented here suggest that individuals within this population would face a sperm-limited environment due to a microbe-induced distortion in the sex ratio, and then this population would undergo an evolutionary transition in developmental mode. This, in principle, may imply that the ancestral planktotroph would become extinct and be replaced by the derived lecithotroph. In the context of the best present example in the ocean: the ancestral
H. tuberculata (a planktotroph) would have gone extinct and have been replaced by the derived
H. erythrogramma (a lecithotroph) (
20). Natural history data of the sea urchin
Heliocidaris do not suggest a total species replacement (
24,
50). Instead, this supports that the spread of these microbes within a population of the ancestral species is likely to be restricted to some degree (e.g., by suppression, resistance, or limited gene flow) (
16,
51). The potential for the microbial manipulator to initially limit the reproductive success of the ancestral planktotroph and initiate some form of reproductive isolation within these overlapping populations (e.g., by cytoplasmic incompatibility) could allow for both host species to co-exist, undergo a rapid speciation event, and transition in developmental mode (
16,
23,
52–55).
The loss of a microbial manipulator would theoretically allow for a balanced sex ratio to be re-established and for the host that recently experienced an evolutionary transition to either maintain this developmental mode or revert to the ancestral state. Phylogeny-based assessments of the developmental evolution in marine invertebrates support both possibilities and suggest that the option taken depends on the developmental constraints of that animal clade (
5). The evolution of developmental modes is, for example, believed to be unidirectional in annelids and echinoderms and bidirectional in gastropods (
3,
5,
11,
12). The loss of a microbial manipulator following a transition in developmental mode should result in annelids and echinoderms maintaining lecithotrophy, while gastropods should regain planktotrophy. An inconsistency in some life-history characters (i.e., sex ratio and sometimes egg size) may make it challenging to recognize former manipulations but may aid in the identification of a continued interaction following a microbe-induced evolutionary transition in developmental mode.
The broader applicability and robust testing of this theoretical model are partially dependent on identifying diverse hosts and reproductive manipulators. We used a combination of multiple life history characters (e.g., egg size and developmental mode), phylogeny, and geography to identify potential marine invertebrate genera that fit our theoretical framework for a microbe-induced transition in developmental evolution (
9,
12,
31,
56–58). We suggest candidates from 17 genera representing annelids, echinoderms, and mollusks and from most major oceans (
Table S4). These were predominantly echinoderms (82.4%; e.g., the sea star
Parvulastra [
56], the sea urchin
Heliocidaris [
20], and the brittle star
Macrophiothrix [
59]) and the majority were from Oceania (58.8%) (
Table S4), an area of the world’s oceans with the richest developmental diversity (
9,
56). Theory currently predicts that more than 80% of marine invertebrates could associate with microbial manipulators (
23) and, thus, the available natural history data and well-resolved, species-level phylogenies for many marine invertebrate phyla likely limit our capacity to suggest additional candidates.
We describe a set of circumstances under which marine invertebrates could undergo an evolutionary transition between developmental modes, but the limitations of this theoretical model must also be considered. First, the biological data used to parameterize these models come primarily from sea urchins because of their widespread use in embryology, evolution, and ecology (
23,
60,
61). Therefore, the implications of this model are more biased toward sea urchins than other groups of free-spawning marine invertebrates (e.g., annelids or gastropods) (
1,
5,
11). Second, evolutionary transitions in developmental mode were modeled based on an egg size of 300 µm. This is, thus, an indirect assessment of the complexities involved in developmental evolution that is most strictly adhered to by sea urchins (
6,
31). The specific conditions for a microbe-induced evolutionary transition in developmental mode would be expected to differ between major groups of marine invertebrates. Third, we only allowed for egg size to evolve in sperm-limiting conditions. What this model does not consider is how other gamete traits (e.g., affinity, chemotaxis, longevity, or quantity for sperm or jelly coat thickness for eggs) would also adapt to enhance fertilization in these conditions (
43,
44).
Our theoretical model suggests that microbes can act as the evolutionary agent responsible for a transition in the reproductive strategy of marine invertebrates. We find it paramount to understand two fundamental questions. First, are there evolutionary transitions in developmental mode that are and are not the result of a microbial manipulator, and if so, how do they differ? Second, are the mechanisms of manipulation by terrestrial and marine microbes convergent or divergent? It appears within reason that evolutionary transitions in developmental mode may occur with and without reproductive manipulators because there are more documented evolutionary transitions in developmental mode among marine invertebrates than our suggested genera (
5,
11,
12,
31,
56). We also find it within reason that terrestrial and marine microbes have converged on their mechanisms of manipulation because the suspected manipulator of the sea urchin
Heliocidaris—
E.
raffii—is hypothesized to use a similar male-killing gene to the terrestrial
Spiroplasma (
20,
62). Thus, we anticipate that acknowledging microbial manipulators as a factor underlying the ecological and evolutionary processes governing marine invertebrate reproduction, development, and life history will shed light on age-old questions and conundrums in similar ways that they have for terrestrial life (
1,
4,
6,
15–17,
33).
MATERIALS AND METHODS
Fertilization dynamics
We used a modified version of the Styan (
61) polyspermy kinetic model to determine the fertilization dynamics of free-spawning marine invertebrates (
23). Specifically, we converted egg (
ET; eggs per μL) and sperm (
ST; sperm per μL) concentrations to be explicitly determined by female and male density. We then determined the average number of sperm that may potentially fertilize an egg during a free-spawning event (
x). This is a function of fertilization efficiency (
Fe), sperm concentration (
ST; sperm per μL), egg concentration (
ET; eggs per μL), the biomolecular collision constant (β
0; mm
3 per s), and the sperm half-life (
; s):
Moreover, the biomolecular collision constant (β0) was determined by the cross-sectional area of the egg (σ; mm2) and sperm velocity (ν; mm per s):
The biomolecular collision constant and the time to elicit a block to polyspermy (tb; s) were then used to calculate the average number of extra sperm that may contact a fertilized egg, which then results in polyspermy (b):
By assuming a Poisson distribution for the arrival of sperm, the proportion of eggs that were fertilized by a single sperm and successfully developed was estimated by subtracting the probability of an egg being fertilized from the probability of an egg being fertilized by multiple sperm:
Zygote density (
Nz,t; zygotes per μL) was then estimated based on the probability of a monospermic zygote (
equation 4) and total egg density (
ET):
A summary of the variables and parameters is provided in
Table S1.
Population dynamics
We integrated the modified polyspermy kinetic model into a population model to simulate how a microbe that manipulates reproduction by feminization or male killing and can compensate for host fitness by supplementing host nutrition affects population size (
23). This was a discrete-time population model with overlapping generations. Reproduction, development, and adult mortality are assumed to occur in that order because marine invertebrates tend to spawn seasonally (
63).
Offspring survival based on egg size (
) was determined using the Vance-Levitan survival function (
33,
34,
60), where survival was determined by the survival function parameter (
B) and egg size (σ):
Specifically,
B is the parameter determining the importance of egg size on survival, where larger values of
B equate to egg size being more important to offspring survival (
Fig. S1A).
Adult mortality (Ma) was assumed to be density-dependent and based on the maximum adult mortality rate (ma), carrying capacity (k; individuals per m2), the total density of the population at time t (Nt; individuals per m2), and the degree to which density influences mortality (d; i.e., the shape parameter). Both the current adult density and density of surviving zygotes that settled were assumed to influence density dependence, where N′z,t is the density of zygotes (zygotes per μL) that survived after a microbe-induced male killing and ψ (μL per m2) is the settlement constant that describes the number of surviving zygotes that transitioned from larvae to juveniles:
The density of females in the next generation (Nf,t+1; individuals per m2) was then determined by the density of surviving female zygotes (Nz,f,t; zygotes per μL) that settled plus the density of surviving female adults at generation t (Nf,t; individuals per m2):
For male killing scenarios, we assumed that females produced an equal number of daughters and sons and, therefore, the density of female zygotes (
Nz,f,t) is calculated by dividing the density of zygotes (
Nz,t) by two. The density of males in the next generation (
Nm,t+1; individuals per m
2) has the same structure as
equation 8. The density of male zygotes (
Nz,i,m,t; zygotes per μL) is influenced by mortality due to male killing (
mk):
For feminization scenarios, the sex ratio of zygotes was biased by feminization rate r such that the density of female zygotes (Nz,f,t) was:
and the density of male zygotes (Nz,m,t) was:
A summary of the variables and parameters is provided in
Table S2.
Grid-based invasion model
We performed a deterministic grid-based invasion analysis to simulate the population dynamics for free-spawning marine invertebrates along a continuum of egg sizes (
σ)—from 50 µm to 1,500 µm at increments of 10 µm (
9)—until an equilibrium was reached (i.e., a change in population densities was equivalent to zero) for a population with or without a microbe that can manipulate reproduction by feminization or male killing and/or enhanced growth. This approach was chosen instead of an adaptive dynamics approach because it was not feasible to find an analytical solution for density given the complex fertilization equations. We then calculated the number of surviving fertilized eggs (i.e., fitness) of an individual that produced the resident egg size—the current position on the grid—and compared this to the fitness of a mutant individual that produced an egg size that was either 10 µm smaller or larger at each point on the grid. Fitness of a given egg size (
Wσ) was a function of the probability of fertilization success (
Pf,σ), egg density (
Eσ; egg per µL), and survival (
Lσ) (
Fig. 1A):
The probability of fertilization success was calculated using the resident egg number because we assume that the mutant is rare (
34), but egg size was varied based on whether the calculation was for a resident, smaller mutant, or larger mutant. Egg volume is inversely proportional to fecundity (
35) and, thus, we calculated the density of eggs produced using a constant for planktotrophs (i.e., 0.112) divided by egg volume (
σ) and multiplying that by the enhanced growth rate factor (
g). We performed this invasion grid analysis to solve for the optimal egg size across male killing rates (0–0.99 at increments of 0.03), feminization (0.5–0.995 at increments of 0.015), enhanced growth rates (0–3 at increments of 0.1), and
B values (100–3,000 at increments of 100).
We then calculated fitness for the host across all model parameters to determine this fitness landscape. Host fitness was calculated using
equation 12 assuming the evolutionary stable egg size. Fitness values were then compared between a host that was (
Wi,σ) and was not (
Wu,σ) associated with a microbial manipulator to assess how an evolutionary shift in egg size changed the fitness landscape:
All simulations were run in R (v. 3.5.0).
Quantitative genetic population model
We developed a deterministic quantitative genetic population model to numerically simulate the evolution of egg size (
σ) in a population of free-spawning marine invertebrates. To approximate a continuous normal distribution of female egg size, we created bins of egg volume (
σ) that were 0.2 µm in size, which resulted in 14,950 bins across the range of possible egg sizes in the model (10–3,000 µm). We initialized populations with a mean of 180 µm, a standard deviation of 9 µm, and a range of ±10 standard deviations from the mean. To generate starting numbers of individuals at each egg size bin, we calculated the relative Gaussian probability density function multiplied by the total population size (1 individual per m
2). Males in the population were assumed to not vary in any reproductive trait. Fitness for each egg size bin was a product of fertilization success (
equation 5), larval survival based on egg size (
equation 6), and the settlement constant ψ (μL per m
2).
Microbial abundance (i.e., titer) and the functional capacity of that microbial population scale allometrically with offspring size (
40–42). Microbial manipulators can exploit this relationship because their fitness depends on the number of cells that are transmitted between generations by increasing offspring size and fitness (
38). We accounted for the influence of microbial manipulators on the relationship between offspring size and fitness by establishing the
V parameter. The V parameter represents the egg size where the B parameter is influenced halfway to the maximal possible influence. This relationship was modeled using a Michaelis-Menten equation and, thus, can be more precisely termed the effective
B parameter (
Bv) (
Fig. S5A) (
64):
The influence of microbial abundance on larval survival was then accounted for by adding
Bv and
B to
equation 6 (
Fig. S5B):
We then calculated the fitness (i.e., the number of surviving offspring) for each egg size bin and the egg size distribution of offspring using standard quantitative genetics (
65). Specifically, the selection differential on egg size (
Sσ) was calculated as a function of mean fitness (
w) and covariation of fitness and egg size (
σ):
The response to selection (R) was calculated as the heritability (h2) multiplied by the selection differential (i.e., the quantitative genetic breeder’s equation):
We assumed that heritability was constant at 0.05. Preliminary analyses of varying heritability influenced the quickness of egg size evolution and not stable egg size outcomes. We then generated the female offspring distribution with a mean of the previous generation plus R, a standard deviation of 9 µm, and a total density equal to the density of surviving female offspring produced accounting for either feminization or male killing and enhanced growth.
For male killing scenarios, we assumed half of the surviving offspring were males and the other half females (
equation 9). The surviving males experienced a male-killing mortality rate (
mk). For feminizing scenarios, where
r represents the feminization rate:
r proportion of surviving offspring were female and 1-
r surviving offspring were male (
equation 10). The density of each egg size bin for females in the next generation was added to surviving individuals from the previous generation. The density of males in the next generation was calculated by adding the density of surviving male offspring to the density of survival males from the previous generation (
equation 11). For simplicity, we assumed a constant adult mortality rate (
ma) of 0.9. Initial simulations varying this number did not qualitatively affect the results. If the total population size after mortality exceeded the set carrying capacity (
k), then the population size was adjusted to
k. Simulations were run for 4,000 generations, as mean egg size stabilized well before then across a wide range of parameters. Fertilization parameters were the same as the invasion grid model (
Table S1).
A summary of parameter values specific to the quantitative genetic model is given in
Table S3. All simulations were run using Julia (v. 1.9.2).
Identification of candidate manipulations
We used the literature on marine invertebrate egg size (
9,
31,
58), developmental mode (
9,
31,
58), phylogeny (
56,
57), and geography (via World Register of Marine Species) to suggest candidate transitions in developmental mode that may have been the result of a microbial manipulation. We define a candidate microbial manipulation of developmental mode as the ancestral host species having an egg size of ~100 µm (i.e., a normal size for obligate planktotrophy [
6,
31] and within the first maxima in relative fitness [
Fig. 1 to
3]) and the derived species having an egg size between ~300 and ~500 µm (i.e., the smallest egg size for lecithotrophy and within the second maxima in relative fitness [
Fig. 1 to
3]). Moreover, sister species also had to exhibit an evolutionary transition in developmental mode (from planktotrophy to lecithotrophy) and inhabit a similar geographical region (see
Table S4). Additional suggested taxa of interest were genera that nearly met these qualifications (see
Table S4).
ACKNOWLEDGMENTS
We thank Jussi Lehtonen (Univ. Jyväskylä, Finland) for insightful conversations that led to the completion of this model, Mary Sewell (Univ. Auckland, New Zealand) and Craig Young (Univ. Oregon, USA) for providing access to their datasets on egg size in echinoderms, and København for being a welcoming environment to discuss these ideas. We are grateful to Alexandra Hahn (GEOMAR Helmholtz Centre for Ocean Research, Germany) for drawing the sea urchin larvae used in Fig. 4.
M.C.K. was supported by an NSF Graduate Research Fellowship and a Miller Postdoctoral Research Fellowship from the Miller Institute for Basic Research in Science. T.J.C. was supported by a postdoctoral fellowship from the Alexander von Humboldt Foundation, the German Research Foundation (project 261376515; CRC 1182, “Origin and Function of Metaorganisms”), and the GEOMAR Helmholtz Centre for Ocean Research. Publication was made possible in part by support from the Berkeley Research Impact Initiative (BRII) sponsored by the UC Berkeley Library.