INTRODUCTION
Carbapenem resistance among Gram-negative bacteria constitutes an urgent and serious threat to public health (
1,
2,
3). In carbapenemase-producing
Enterobacteriaceae (CPE) such as
Klebsiella pneumoniae, the spread of resistance has been facilitated by the presence of a prevalent carbapenemase gene,
blaKPC, within a transposon, Tn
4401, on a transmissible plasmid (
4,
5). This combination allows
blaKPC transfer not only between members of the
Enterobacteriaceae family but also from one plasmid to another and even between plasmids and the bacterial chromosome. Following the 2011-2012 National Institutes of Health Clinical Center (NIH CC) outbreak of carbapenem-resistant
K. pneumoniae (KPC
+) (
6), the NIH CC instituted a comprehensive surveillance program based on perirectal sampling of patients and targeted culture surveys of the hospital environment (
7). The resulting collection of isolates provides a unique and valuable resource for understanding the mechanisms underlying the influx and transmission of antibiotic-resistant strains and the plasmids they carry within a hospital during a defined period. Whole-genome sequencing of these isolates using a combination of short- and long-read sequencing technologies has provided invaluable insight into several aspects of the hospital outbreak (
6,
7,
8,
9).
Initially, the genetic data were used to generate a transmission map that accounted for the spread of the original KPC
+ K. pneumoniae index strain to other patients during the outbreak, based on single nucleotide variations (SNVs) (
6). Epidemiologic tracking following the outbreak using long-read PacBio single-molecule real-time (SMRT) sequencing had demonstrated that most of the subsequently identified KPC
+ plasmids in patient isolates appeared to be unique and could not be linked easily to patient-to-patient transmission events (
7). These PacBio plasmid reference assemblies also enabled high-accuracy transposon annotation (
8). Analysis of transposon sequences demonstrated that among an important subset of plasmids, the most prevalent insertion sequence (IS) is IS
26, and its mobility drives large-scale changes in plasmid structure. Unraveling the mechanisms behind these changes required analysis of the entire pool of genetic information from the sequenced hospital strains and revealed previously unrecognized genetic relationships between the plasmids involved (
8).
More recent analysis has been performed on isolates collected longitudinally from two patients from the original 2011-2012 outbreak (patients 15 and 16), who have demonstrated persistent gastrointestinal colonization over the course of 2 to 4 years following the outbreak (
9). High-quality PacBio reference assemblies of the plasmids carried by these isolates afforded a unique view of changes occurring in isolates over time in the natural context of colonization of a human host, and analysis revealed that substantial genetic rearrangements have occurred in the plasmids carried by these isolates (
9). For patient 15, two KPC
+ K. pneumoniae strains were isolated nearly 2 years apart, both of which carried three plasmids. Common to both strains was the pKpQIL plasmid from the original outbreak that carries the
blaKPC gene and confers carbapenem resistance. Genomic sequencing indicated that the two other plasmids in the 2013 strain were novel and composed entirely of rearranged DNA segments originating from the two additional plasmids of the patient’s original strain, KPNIH19 (
9). For patient 16, longitudinal sampling over the course of 2011 to 2014 identified three different
blaKPC
+ isolates with seven distinct plasmid backbones (further details about the sampling protocol can be found in reference
9). Of six fully sequenced strains, all contained the pKpQIL plasmid or a related variant (
9).
Here we have monitored the evolution of plasmids in two very different settings: isolates collected over several years from these two surviving patients colonized during the 2011-2012 NIH CC KPC
+ outbreak (
9) and a set of samples collected at the NIH CC from patients and from the hospital environment, again spanning several years (
7). As a common hallmark of DNA transposition is the generation of target site duplications (TSDs) upon insertion into a new genomic location, as shown in
Fig. 1A, TSDs can be used as tracers to track the movement of mobile elements and their length, orientation, and distribution (
10) and can provide valuable information about transposition events. In combination with the known mechanism of homologous recombination (
Fig. 1B), it is therefore possible to use the signatures of these processes to chart different pathways of plasmid evolution. Thus, we are able to propose the exact historical molecular events underlying plasmid rearrangements which provide a basis for understanding how antibiotic-resistant strains change over time, with significant implications for combating plasmid-mediated antimicrobial resistance.
DISCUSSION
We have followed the evolution of plasmids in a set of previously sequenced CPE isolates from NIH Clinical Center patients (
6,
7,
9). The availability of highly accurate plasmid assemblies for these strains based on long-read PacBio SMRT sequencing allows for the unambiguous and precise annotation of mobile elements. Importantly, as DNA transposition is generally not observed to be a chemically reversible reaction and often leaves detectable genomic rearrangements, tracking of successive events—in combination with information on homologous recombination events and SNVs—can establish the direction in time of the changes.
The analysis of plasmid sequences from two patients, patients 15 and 16, both colonized during the 2011-2012 NIH CC outbreak, has been particularly informative. In both cases, almost all of the plasmid changes could be interpreted in terms of replicative transposition events by a select set of mobile elements that appear to be particularly successful in CPE and of homologous recombination in which the copies of preexisting mobile elements served as crossover sequences. For patient 15, the plasmid sequences within the KPC+ strains isolated 2 years apart are self-contained: there has been no influx of new genes or DNA segments, and the plasmids in the 2013 isolate can be fully accounted for by replicative DNA transposition and homologous recombination reactions within the plasmids from 2011. However, the plasmid transformations do result in the loss of the conjugal transfer operon of one plasmid, and it would certainly be of interest to know whether the new plasmid pKPN-fff can be transferred in trans by the retained transfer operon present in pKpQIL-6e6. It would also be interesting to understand the consequences, if any, of the duplicated ~6-kb segment within the second new plasmid, pKPN-821, which provides extra copies of several genes including transporter and resistance genes. It is certainly possible that other rearrangements may have occurred but that the resulting plasmids were not selected or established, perhaps because of decreased fitness.
Additionally, point perirectal screening and culture methods may represent sparse sampling of the presumably complex underlying bacterial population, revealing only the most abundant descendants, and other reorganized plasmid structures may not have been sampled.
The variations observed in the pKpQIL plasmids from isolates from patient 16 were also straightforwardly interpretable, consisting entirely of homologous recombination events in which transposable elements provided the homology used in recombination. In contrast to the patient 15 plasmids, however, there has been the acquisition of an exogenous segment of DNA from another plasmid related to pPMK1-C from a 2011
K. pneumoniae outbreak in Nepal (
9,
11).
Surprisingly, the recombination step leading to the 2014 plasmid pKpQIL-9b8 appeared to have reconstituted an intact wild-type Tn5403 copy from two inactivated copies.
DNA transposition reactions dominate the evolution of the pAAC154 and pKPC group plasmids within the analyzed 2011-2014 NIH CC plasmid pool. For the former group, all the plasmid sequences are once again self-contained within the examined plasmid pool and can account for the observed transformations. pAAC154-like plasmids have been isolated in other hospitals around the world. For instance, plasmid pS15 carried by a carbapenem-resistant
K. pneumoniae strain isolated in an Israeli hospital in 2006 is identical to pKPN-294 (
Fig. 4F) except for an insertion of Tn
4401a into the
mobA gene with characteristic 5-bp direct repeats (
16).
The evolution of the second pKPC group involves the intramolecular transposition of IS
26 and intermolecular transposition by two mobile elements, Tn
5403 and a Tn
3-like transposon, which are also resident on other plasmids within the clinical isolate collection. These transposons belong to the Tn
3 family, which is known to transpose by replicative transposition (
17,
18), and detailed annotation of transposable elements in the entire plasmid collection revealed that replicative transposons represented a dominant component (
Fig. 6).
The plasmids identified at different time points in patients 15 and 16 appear to represent consecutive steps in plasmid evolution, as might be expected. We were somewhat surprised to find that when the plasmids among our two analyzed groups were examined—isolated from different patients and the hospital environment—there was little correlation between the date of isolate collection and location on the inferred evolutionary tree (
Fig. 4H and
5G). As we believe we have unambiguously established the sequence of the plasmid transformation events, a reasonable explanation for such temporal incongruities is that the ancestors continue to coexist alongside the progeny resulting from the identified successive transpositions within the larger population structure. It should be emphasized that though our method establishes the sequence of events, it does not establish the location or timing of events, and we do not suggest that our analysis can establish whether the identified transformations took place within the NIH Clinical Center; indeed this interpretation would be contradicted by epidemiologic evidence for many of the isolates (
6,
7,
9). Rather, it is highly likely that our analysis represents a view into a globally structured plasmid population, as sampled in one hospital.
A natural question raised by our analysis is what are the evolutionary forces driving the plasmid transformations we have characterized. Are these random, selectively neutral changes—snapshots of which have been captured at the time of sampling—or are there specific features of the fitness landscape that lead to the prevalence of certain rearrangements rather than others? It would clearly be very interesting to determine what effects the changing genomic context of certain genes might have on gene expression, strain fitness, or antibiotic resistance. Potentially relevant genes include blaKPC itself within the pKPC plasmid group, and the transporters within the 6-kb region that are duplicated in the transformation of pKPN-498 to pKPN-821 in patient 15.
It appears that two particular types of mobile elements, IS
26 and members of the Tn
3 transposon family, have played dominant roles in the evolution of the KPC
+ strains we studied, for reasons that are not yet clear. A reported property of Tn
3 (
19) is transposition immunity that should confer some protection against further transposition by Tn
3 into a replicon that already has an integrated copy. Immunity, a statistical and distance-dependent property, has been studied in detail for Tn
7 (
20,
21) and bacteriophage Mu (
22,
23) and has been shown to be dependent on a transposon-encoded ATPase. However, there is no evidence that Tn
3 encodes an ATPase (
19), and how Tn
3 might confer immunity is not understood. Within the isolate collection examined here, there are instances of multiple Tn
3-like copies in the same replicon; however, with one exception, these correspond to different members of the Tn
3 family. It would be interesting to determine experimentally whether Tn
3-like elements display any measurable transposition immunity in KPC
+ strains and, if they do, what is the mechanistic basis of such property and its limitations.
In contrast to Tn
3 transposons, IS
26 has no known transposition-suppressing properties. On the contrary, it has been reported that a replicon already containing an IS
26 copy is a favored target for further IS
26 integration (
24). The mechanism at work is again unknown, but the unusually large number of IS
26 copies in certain replicons suggests that it may indeed occur in nature.
The rapidly decreasing cost of high-quality, long-read sequencing will enable the type of analysis described here to be applied more broadly to the problem of how resistance plasmids evolve in patients, hospitals, and the environment. Such knowledge will, in turn, facilitate better understanding of the underlying fitness landscapes driving the observed plasmid rearrangements and perhaps lead to new ways of addressing the problem of multiantibiotic resistance.