INTRODUCTION
Antibody-dependent enhancement (ADE) occurs when antibodies facilitate viral entry into host cells and enhance viral infection in these cells (
1,
2). ADE has been observed for a variety of viruses, most notably flaviviruses (e.g., dengue virus) (
3–6). It has been shown that when patients are infected by one serotype of dengue virus (i.e., primary infection), they produce neutralizing antibodies targeting the same serotype of the virus. However, if they are later infected by another serotype of dengue virus (i.e., secondary infection), the preexisting antibodies cannot fully neutralize the virus. Instead, the antibodies first bind to the virus and then bind to the IgG Fc receptors on immune cells and mediate viral entry into these cells. A similar mechanism has been observed for HIV and Ebola viruses (
7–10). Thus, subneutralizing antibodies (or nonneutralizing antibodies in some cases) are responsible for ADE of these viruses. Given the critical roles of antibodies in host immunity, ADE causes serious concerns in epidemiology, vaccine design, and antibody-based drug therapy. This study reveals a novel mechanism for ADE in which fully neutralizing antibodies mimic the function of viral receptor in mediating viral entry into Fc receptor-expressing cells.
Coronaviruses are a family of large, positive-stranded, and enveloped RNA viruses (
11,
12). Two highly pathogenic coronaviruses, severe acute respiratory syndrome coronavirus (SARS-CoV) and Middle East respiratory syndrome coronavirus (MERS-CoV), cause lethal infections in humans (
13–16). An envelope-anchored spike protein guides coronavirus entry into host cells (
17). As a homotrimer, the spike contains three receptor-binding S1 subunits and a trimeric membrane fusion S2 stalk (
18–25). This state of the spike on the mature virions is called “prefusion.” SARS-CoV and MERS-CoV recognize angiotensin-converting enzyme 2 (ACE2) and dipeptidyl peptidase 4 (DPP4), respectively, as their viral receptors (
26–28). Their S1 subunits each contain a receptor-binding domain (RBD) that mediates receptor recognition (
29,
30) (
Fig. 1A). The RBD is located on the tip of the spike trimer and is present in two different states: standing up and lying down (
18,
21) (
Fig. 1B). Binding to a viral receptor can stabilize the RBD in the standing-up state (
20). Receptor binding also triggers the spike to undergo further conformational changes, allowing host proteases to cleave at two sites sequentially: first at the S1/S2 boundary (i.e., S1/S2 site) and then within S2 (i.e., S2′ site) (
31,
32). Proteolysis of the spike can take place during viral maturation (by proprotein convertases), after viral release (by extracellular proteases), after viral attachment (by cell surface proteases), or after viral endocytosis (by lysosomal proteases) (
33–39). After two protease cleavages, S1 dissociates and S2 undergoes a dramatic structural change to fuse host and viral membranes; this membrane fusion state of the spike is called “postfusion” (
40,
41). Due to the recent progress toward understanding the receptor recognition and membrane fusion mechanisms of coronavirus spikes, coronaviruses represent an excellent model system for investigating ADE of viral entry.
ADE has been observed for coronaviruses. Several studies have shown that sera induced by SARS-CoV spike enhance viral entry into Fc receptor-expressing cells (
42–44). Further, one study demonstrated that unlike receptor-dependent viral entry, serum-dependent SARS-CoV entry does not go through the endosome pathway (
44). Additionally, it has long been known that immunization of cats with feline coronavirus spike leads to worsened future infection due to the induction of infection-enhancing antibodies (
45–47). However, detailed molecular mechanisms for ADE of coronavirus entry are still unknown. We previously discovered a monoclonal antibody (MAb) (named Mersmab1) which has strong binding affinity for MERS-CoV RBD and efficiently neutralizes MERS-CoV entry by outcompeting DPP4 (
48); this discovery allowed us to comparatively study the molecular mechanisms for antibody-dependent and receptor-dependent viral entries.
In this study, we examined how Mersmab1 binds to MERS-CoV spike, triggers the spike to undergo conformational changes, and mediates viral entry into Fc receptor-expressing cells. We also investigated the pathways and antibody dosages for Mersmab1-dependent and DPP4-dependent viral entries. Our study sheds lights on the mechanisms of ADE and provides insight into vaccine design and antibody-based antiviral drug therapy.
DISCUSSION
ADE of viral entry has been observed and studied extensively in flaviviruses, particularly dengue virus (
3–6). It has also been observed in HIV and Ebola viruses (
7–10). For these viruses, it has been proposed that primary viral infections of hosts led to production of antibodies that are subneutralizing or nonneutralizing for secondary viral infections; these antibodies cannot completely neutralize secondary viral infections but instead guide virus particles to enter Fc receptor-expressing cells. ADE can lead to worsened symptoms in secondary viral infections, causing major concerns for epidemiology. ADE is also a major concern for vaccine design and antibody-based drug therapy, since antibodies generated or used in these procedures may lead to ADE. ADE has been observed in coronaviruses for decades, but the molecular mechanisms are unknown. Recent advances in understanding of the receptor recognition and cell entry mechanisms of coronaviruses have allowed us to use coronaviruses as a model system for studying ADE.
In this study, we first demonstrated that a MERS-CoV RBD-specific neutralizing MAb binds to the RBD region of MERS-CoV spike and further showed that the MAb mediates MERS-CoV pseudovirus entry into Fc receptor-expressing human cells. Moreover, a SARS-CoV RBD-specific neutralizing MAb mediates ADE of SARS-CoV pseudovirus entry. These results demonstrated that ADE of coronaviruses is mediated by neutralizing MAbs that target the RBD of coronavirus spikes. In addition, the same coronavirus strains that led to the production of fully neutralizing MAbs can be mediated to go through ADE by these neutralizing MAbs. Our results differ from previously observed ADE of flaviviruses in which primary infections and secondary infections are caused by two different viral strains and in which ADE-mediating MAbs are only subneutralizing or nonneutralizing for secondary viral infections (
3–6). Therefore, our study expands the concept of ADE of viral entry.
We then examined the molecular mechanism for ADE of coronavirus entry. We showed that the MAb binds to the tip of MERS-CoV spike trimer, where the RBD is located. MAb binding likely stabilizes the RBD in the standing-up position, triggers a conformational change of MERS-CoV spike, and exposes the previously inaccessible S2′ site to proteases. During the preparation of the manuscript, a newly published study demonstrated that a SARS-CoV RBD-specific MAb (named S230) bound to the ACE2-binding region in SARS-CoV RBD, stabilized the RBD in the standing-up position, and triggered conformational changes of SARS-CoV spike (
Fig. 7A) (
52). In contrast, a MERS-CoV RBD-specific MAb (named LCA60) bound to the side of MERS-CoV RBD, away from the DPP4-binding region, stabilized the RBD in the lying-down position, and did not trigger conformational changes of MERS-CoV spike (
Fig. 7B). These published results are consistent with our results regarding Mersmab1-triggered conformational changes of MERS-CoV spike, together suggesting that in order to trigger conformational changes of coronavirus spikes, MAbs need to bind to the receptor-binding region in their RBD and stabilize the RBD in the standing-up position. Moreover, our study revealed that ADE of MERS-CoV entry follows the same entry pathways as DPP4-dependent MERS-CoV entry. Specifically, proprotein convertases partially activate MERS-CoV spike. If cell surface proteases are present, MERS-CoV spike can be further activated and fuse membranes on the cell surface; otherwise, MERS-CoV enters endosomes and lysosomes, where lysosomal proteases activate MERS-CoV spike for membrane fusion. Taken together, our results show that RBD-specific neutralizing MAbs bind to the same region on coronavirus spikes as viral receptors do, trigger conformational changes of the spikes as viral receptors do, and mediate ADE through the same pathways as viral-receptor-dependent viral entry. In other words, RBD-specific neutralizing MAbs mediate ADE of coronavirus entry by functionally mimicking viral receptors.
Finally, we analyzed ADE of coronavirus entry at different antibody dosages. MERS-CoV entry into cells expressing both viral and Fc receptors demonstrates complex MAb-dosage-dependent patterns. As the concentration of MAb increases, (i) viral entry into DPP4-expressing cells is inhibited more efficiently because MAb binds to the spike and blocks the DPP4-dependent entry pathway, (ii) viral entry into Fc receptor-expressing cells is first enhanced and then inhibited because MAb binds to the Fc receptor to enhance the ADE pathway until the Fc receptor molecules are saturated, and (iii) viral entry into cells expressing both DPP4 and Fc receptor is first inhibited, then enhanced, and finally inhibited again because of the cumulative effects of the previous two patterns. In other words, for viral entry into cells expressing both DPP4 and Fc receptor, there exists a balance between the DPP4-dependent and antibody-dependent entry pathways that can be shifted and determined by MAb dosages. Importantly, ADE occurs only at intermediate MAb dosages. Our study explains an earlier observation that ADE of dengue viruses occurs only at certain concentrations of MAb (
5). While many human tissues express either DPP4 or Fc receptor, a few of them, most notably placenta, express both of them (
53,
54). For other viruses that use viral receptors different from DPP4, there may also be human tissues where the viral receptor and Fc receptor are both expressed. The expression levels of these two receptors in specific tissue cells likely are determinants of MAb dosages at which ADE would occur in these tissues. Other determinants of ADE-enabling MAb dosages may include the binding affinities of the MAb for the viral and Fc receptors. Overall, our study suggests that ADE of viruses depends on antibody dosages, tissue-specific expressions of viral and Fc receptors, and some intrinsic features of the antibody.
Our findings not only reveal a novel molecular mechanism for ADE of coronaviruses but also provide general guidelines on viral vaccine design and antibody-based antiviral drug therapy. As we have shown here, RBD-specific neutralizing MAbs may mediate ADE of viruses by mimicking the functions of viral receptors. Neutralizing MAbs targeting other parts of viral spikes would be less likely to mediate ADE if they do not trigger the conformational changes of the spikes. Hence, to reduce the likelihood of ADE, spike-based subunit vaccines lacking the RBD can be designed to prevent viral infections. Based on the same principle, neutralizing MAbs targeting other parts of the spike can be selected to treat viral infections. Moreover, as already discussed, our study stresses on the importance of choosing antibody dosages that do not cause ADE and points out that different tissue cells should be closely monitored for potential ADE at certain antibody dosages.
The
in vitro systems used in this study provide a model framework for ADE. Future research using
in vivo systems is needed to further confirm these results. Our previous study showed that a humanized version of Mersmab1 efficiently protected human DPP4-transgenic mice from live MERS-CoV challenges (
48,
55), suggesting that given the antibody dosages used in this previous study as well as the binding affinity of the MAb for human DPP4, the receptor-dependent pathway of MERS-CoV entry dominated over ADE
in vivo. Thus, future
in vivo studies may need to screen for a wide range of antibody dosages and also for a variety of tissues with different ratios of DPP4 and Fc receptor expressions. Although ADE has not been observed for MERS-CoV
in vivo, our study suggests that ADE occurs under some specific conditions
in vivo, depending on the antibody dosages, binding affinity of the MAb for DPP4, and tissue expressions of DPP4 and Fc receptor. Moreover, the mechanism that we have identified for ADE of MERS-CoV
in vitro may account for the ADE observed
in vivo for other coronaviruses, such as SARS-CoV and feline coronavirus (
42–47). Overall, our study reveals complex roles of antibodies in viral entry and can guide future vaccine design and antibody-based drug therapy.
MATERIALS AND METHODS
Cell lines and plasmids.
HEK293T cells and HEK293F cells (human embryonic kidney cells), HeLa cells (human cervical cells), and MRC5 cells (human lung cells) were obtained from the American Type Culture Collection (ATCC). HEK293-gamma chain cells (human embryonic kidney cells) were constructed previously (
56). These cells were cultured in Dulbecco’s modified Eagle medium (DMEM) supplemented with 10% fetal bovine serum (FBS), 2 mM
l-glutamine, 100 U/ml of penicillin, and 100 μg/ml of streptomycin. THP-1 cells (human macrophages) were obtained from the ATCC and were cultured in RPMI culture medium (Invitrogen) containing 10% heat-inactivated FBS and supplemented with 10 mM HEPES, 1 mM pyruvate, 2.5 g/liter of
d-glucose, 50 pM β-mercaptoethanol, and 100 μg/ml of streptomycin.
For induction of macrophages, human monocytic THP-1 cells were treated with 150 nM phorbol 12-myristate 13-acetate for 24 h, followed by 24 h of incubation in RPMI medium (
57) before experiments.
The full-length genes of MERS-CoV spike (GenBank accession number
AFS88936.1), SARS-CoV spike (GenBank accession number
AFR58742), human DPP4 (GenBank accession number
NM_001935.4), and human ACE2 (GenBank accession number
NM_001371415.1) were synthesized (GenScript Biotech). Three Fc receptor genes, human CD16A (GenBank accession number
NM_000569.7), human CD32A (GenBank accession number
NM_001136219.3), and human CD64A (GenBank accession number
NM_000566.3), were cloned previously (
58,
59). For protein expressions on cell surfaces or pseudovirus surfaces, the above-named genes were subcloned into the pcDNA3.1(+) vector (Life Technologies) with a C-terminal C9 tag.
Protein purification and antibody preparation.
For ELISA and negative-stain electron microscopic study, recombinant MERS-CoV spike ectodomain (S-e) was prepared. The MERS-CoV S-e (residues 1 to 1294) was subcloned into pCMV vector; it contained a C-terminal GCN4 trimerization tag and a His
6 tag. To stabilize S-e in the prefusion conformation, we followed the procedure from a previous study by introducing mutations to the S1/S2 protease cleavage site (RSVR748-751ASVA) and the S2 region (V1060P and L1061P) (
21). MERS-CoV S-e was expressed in HEK293F cells using a FreeStyle 293 mammalian cell expression system (Life Technologies). Briefly, HEK293F cells were transfected with the plasmid encoding MERS-CoV S-e and cultured for 3 days. The protein was harvested from the cell culture medium, purified sequentially on a nickel-nitrilotriacetic aid (Ni-NTA) column and Superdex200 gel filtration column (GE Healthcare), and stored in a buffer containing 20 mM Tris (pH 7.2) and 200 mM NaCl. The ectodomain of human DPP4 was expressed and purified as previously described (
39). Briefly, DPP4 ectodomain (residues 39 to 766) containing an N-terminal human CD5 signal peptide and a C-terminal His
6 tag was expressed in insect cells using the Bac-to-Bac expression system (Life Technologies), secreted to cell culture medium, and purified in the same way as MERS-CoV S-e.
Both the MERS-CoV RBD-specific MAb (i.e., Mersmab1) and SARS-CoV RBD-specific MAb (i.e., 33G4) were purified as previously described (
48,
49). Briefly, hybridoma cells expressing the MAb were injected into the abdomens of mice. After 7 to 10 days, the mouse ascites containing the MAb were collected. The MAb was then purified using a protein A column (GE Healthcare). Fab of Mersmab1 antibody was prepared using immobilized papain beads (Thermo Fisher Scientific) according to the manufacturer’s manual. Briefly, Mersmab1 antibody was incubated with immobilized papain beads in digestion buffer (20 mM sodium phosphate, 10 mM EDTA, 20 mM
l-cysteine HCl [pH 7.0]) in a shaking water bath at 37°C overnight. After digestion, the reaction was stopped with 10 mM Tris HCl (pH 7.5), and the supernatant was collected through centrifugation at 12,000 ×
g for 15 min. Fab was then separated from undigested IgG and Fc using a protein A column (GE HealthCare).
ELISA.
The binding affinity between MAb and MERS-CoV S-e or RBD was measured using ELISA as previously described (
60). Briefly, ELISA plates were precoated with MAb (350 nM) at 37°C for 1 h. After blocking with 1% bovine serum albumin (BSA) at 37°C for 1 h, MERS-CoV S-e or RBD (300 nM or gradient concentrations as specified in
Fig. 2) was added to the plates and incubated with MAb at 37°C for 1 h. After washes with phosphate-buffered saline (PBS), the plates were incubated with anti-His
6 antibody (Santa Cruz) at 37°C for 1 h. Then the plates were washed with PBS and incubated with horseradish peroxidase (HRP)-conjugated goat anti-mouse IgG antibody (1:5,000) at 37°C for 1 h. After more washes with PBS, the enzymatic reaction was carried out using ELISA substrate (Life Technologies) and stopped with 1 M H
2SO
4. Absorbance at 450 nm (
A450) was measured using a Tecan Infinite M1000 PRO microplate reader (Tecan Group Ltd.). Five replicates were done for each sample. PBS was used as a negative control.
Flow cytometry cell-binding assay.
Flow cytometry was performed as previously described (
22). Briefly, HEK293T cells exogenously expressing DPP4 or one of the Fc receptors were incubated with MERS-CoV S-e (40 μg/ml) and MAb (50 μg/ml) (both of which contained a C-terminal His
6 tag) at room temperature for 30 min, followed by incubation with fluorescein phycoerythrin (PE)-labeled anti-His
6 probe antibody for another 30 min. The cells then were analyzed using fluorescence-activated cell sorting (FACS).
Pseudovirus entry assay.
The coronavirus spike-mediated pseudovirus entry assay was carried out as previously described (
61,
62). Briefly, for pseudovirus packaging, HEK293T cells were cotransfected with a plasmid carrying an Env-defective, luciferase-expressing HIV type 1 genome (pNL4–3.luc.R-E-) and a plasmid encoding MERS-CoV or SARS-CoV spike. Pseudoviruses were harvested and purified using a sucrose gradient ultracentrifugation at 40,000 ×
g 72 h after transfection and then used to enter the target cells. To detect pseudovirus entry, pseudoviruses and cells were incubated for 5 h at 37°C, and then medium was changed and cells were incubated for an additional 60 h. Cells were then washed with PBS and lysed. Aliquots of cell lysates were transferred to Optiplate-96 (PerkinElmer), followed by addition of luciferase substrate. Relative light unites (RLUs) were measured using an EnSpire plate reader (PerkinElmer). All the measurements were carried out in four replicates. To inhibit proprotein convertases during packaging of MERS-CoV pseudoviruses, 50 nM proprotein convertase inhibitor (PPCi) Dec-RVKR-CMK (Enzo Life Sciences) was added to the cell culture medium 5 h posttransfection, before the packaged pseudoviruses were purified as described above. Inhibition of pseudovirus entry using various protease inhibitors was carried out as described previously (
63). Briefly, cells were pretreated with 50 nM proprotein convertase inhibitor Dec-RVKR-CMK (Enzo Life Sciences), 100 nM camostat mesylate (Sigma-Aldrich), 100 nM bafilomycin A1 (Baf-A1) (Sigma-Aldrich), and 50 nM E64d (Sigma-Aldrich) at 37°C for 1 h or 500 ng/ml antibody for 5 min. The above-described cells were then used for pseudovirus entry assay.
Isolation and quantification of cell surface receptor proteins.
To examine the expression levels of receptor proteins in cell membranes, the cells expressing the receptor were harvested and all membrane-associated proteins were extracted using a membrane protein extraction kit (Thermo Fisher Scientific). Briefly, cells were centrifuged at 300 × g for 5 min and washed with cell wash solution twice. The cell pellets were resuspended in 0.75 ml of permeabilization buffer and incubated at 4°C for 10 min. The supernatant containing cytosolic proteins was removed after centrifugation at 16,000 × g for 15 min. The pellets containing membrane-associated proteins were resuspended in 0.5 ml of solubilization buffer and incubated at 4°C for 30 min. After centrifugation at 16,000 × g for 15 min, the membrane-associated proteins from the supernatant were transferred to a new tube. The expression level of membrane-associated C9-tagged receptor proteins among all membrane-associated proteins was then measured using Western blot analysis and further used for normalizing the results from flow cytometry cell-binding assays and pseudovirus entry assays.
Extraction of total RNA and qRT-PCR.
Total RNAs of cells were extracted using TRIzol reagent according to the manufacturer’s manual. Briefly, TRIzol was added to the cell lysate, and then chloroform and phenol-chloroform were added to precipitate RNA. The RNA pellets were washed using ethanol, solubilized in diethyl pyrocarbonate (DEPC)-treated water, and then reverse transcribed using murine leukemia virus (MLV) reverse transcriptase (Promega) and oligo(dT) primers (Promega). Quantitative PCR on DPP4 RNA was performed using DPP4-specific primers and a SYBR qPCR kit (Bio-Rad) in a CFX qPCR instrument (Bio-Rad). Glyceraldehyde-3-phosphate dehydrogenase (GAPDH) RNA was used as a control. The primers are as follows: for DPP4, forward, 5′-AGTGGCGTGTTCAAGTGTGG-3′, and reverse, 5′-CAAGGTTGTCTTCTGGAGTTGG-3′; for GAPDH, forward, 5′-GGAAGGTGAAGGTCGGAGTCAACGG-3′, and reverse, 5′-CTCGCTCCTGGAAGATGGTGATGGG-3′.
Proteolysis assay.
Purified MERS-CoV pseudoviruses were incubated with 67 μg/ml of recombinant DPP4, 67 μg/ml of MAb, or PBS at 37°C for 30 min and then treated with 10−3 mg/ml of tosylsulfonyl phenylalanyl chloromethyl ketone (TPCK)-treated trypsin on ice for 20 min. Samples were subjected to Western blotting. MERS-CoV spike and its cleaved fragments (which contained a C-terminal C9 tag) were detected using an anti-C9 tag monoclonal antibody (Santa Cruz Biotechnology).
Negative-stain electron microscopy.
Samples were diluted to a final concentration of 0.02 mg/ml in PBS and loaded onto glow-discharged 400-mesh carbon grids (Electron Microscopy Sciences). The grids were stained with 0.75% uranyl formate. All micrographs were acquired using a Tecnai G2 Spirit BioTWIN at 120 keV (FEI Company) and an Eagle 4-megapixel charge-coupled-device (CCD) camera at 6,000 × nominal magnification at the University of Minnesota.