INTRODUCTION
In 2017, there were 1.8 million new human immune deficiency virus type 1 (HIV-1) infections worldwide, 160,000 of which were in children less than 15 years of age (
1). Previous studies have found that antiretroviral (ARV) drug treatment of HIV-infected pregnant women decreased the rate of pediatric HIV-1 infections significantly (
2). However, early detection and treatment of HIV-1 in pregnant women are difficult in areas where health care is less accessible, leading to women who are treated late in pregnancy, are lost to follow-up visits, or are not adherent to continuous ARVs, particularly in the postpartum period (
3). Moreover, despite widespread ARV use in pregnancy, HIV-1 mother-to-child transmission (MTCT) rates remain over 5% (
4).
HIV-1 broadly neutralizing antibodies (bnAbs) have unique characteristics that both enable them to neutralize multiple clades of HIV-1 with high potency and render them difficult to develop by the host, including long heavy-chain complementarity-determining region 3 (CDR3), glycan interactions, and high levels of somatic hypermutation (
5). As a result, bnAbs develop only after years of infection and only in a small fraction of patients in the setting of natural infection (
6,
7). Efforts aimed at eliciting bnAbs through active immunization have proven largely futile (
8). Meanwhile, nonneutralizing antibodies (including both binding and functional antibodies) have been associated with decreased risk of infection or protection from challenge virus acquisition in immune correlate analyses of the RV144 Thai trial, the only human vaccine trial that showed evidence of efficacy (
9,
10), and of multiple nonhuman primate (NHP) vaccine studies (
11–15). Therefore, both broadly neutralizing antibody and non-broadly neutralizing antibody responses are of interest for AIDS vaccine development. While challenges remain for elicitation of bnAbs through active vaccination, passive administration with bnAbs has been proven to provide protection against infection in NHP models (
16–21) and is a strategy now being tested in clinical trials (
22,
23). The bnAbs included in these passive NHP vaccination studies target the CD4 binding site (CD4bs), membrane-proximal external region (MPER), glycans on the variable loops 1 and 2 (V1V2), and V2 apex.
In the pediatric field, immune-based approaches to prevent perinatal virus infections have included passively administered antiviral antibodies, providing rapid protection of infants after birth against infection with viruses such as respiratory syncytial virus and hepatitis A and B viruses (HBA and HBV, respectively) (
24). As HIV-1 exposure for infants born to HIV-1-infected mothers starts
in utero, includes peripartum transmission, and continues with frequent daily mucosal exposure via breastfeeding, it is critical that infants are provided protection immediately after birth and are covered through early years of high risk of infection. However, protective immunity against HIV-1 via active immunization is likely to require months and multiple doses. Meanwhile, passive immunization with potent bnAbs is a viable strategy for rapidly protecting infants while active vaccine responses are developing. In particular, a combination of passive and active immunization strategies could provide infants with immediate protection by the administration of bnAbs while
de novo antibody responses develop from the active immunization. In fact, this passive-active vaccine strategy is used successfully to prevent perinatal HBV infections while eliciting lifelong immunity in the neonatal window, a strategy that has the advantage of high vaccine coverage due to integration with standard childhood vaccines (
25).
In the current study, we aimed to assess the impact of a single administration of a CD4bs bnAb at birth on the immune responses elicited by concurrent active Env immunizations. The active vaccine regimen was built upon our previous infant macaque study testing accelerated- versus extended-interval immune schedules using Env and modified vaccinia Ankara (MVA)/Env immunogens (
26). We showed in the former study that recombinant gp120 protein or MVA/gp120 coadministered immunizations given 6 weeks apart and an extended follow-up period of 32 weeks resulted in antibody persistence up to 20 weeks after the third immunization and induction of HIV-1-specific activated memory B cells (
26). The current study utilizes a similar active vaccine regimen and tests the effect of a single bnAb CH31 administration on the development of
de novo vaccine-elicited antibody responses as an infant vaccine strategy. We hypothesized that the single administration of the CH31 bnAb, while providing a biologically relevant
in vivo level for potential protection against oral virus acquisition in the days immediately following birth, will not impact the
de novo development in infants of binding or functional Env-specific antibody responses elicited by active vaccination.
DISCUSSION
With the challenge of rapidly eliciting a protective broad neutralization response via active HIV vaccination, interest in the passive administration of bnAbs as prophylaxis has risen. Passive transfer of bnAbs is particularly relevant for pediatric HIV vaccine development due to the well-established timing of exposure and low body weight of the infant, making dosing to achieve high serum levels easier. Furthermore, it has been reported that infants can develop neutralizing antibody responses as frequently as, or more frequently than, adults do, and a cross-clade neutralization response can be developed as early as 1 year following infection in some infants (
28,
29), supporting active infant HIV immunization as a strategy to achieve lifelong protective immunity. We aim for a combination vaccine strategy with which infants are protected by passively infused bnAbs until
de novo neutralization breadth develops. Certain concerns, however, have to be addressed before this method of passive/active vaccination can be used in infants, including
in vivo levels and persistence of the bnAb following administration, as well as potential interference with
de novo vaccine-elicited antibody development. Moreover, a combined passive/active HIV-1 vaccine strategy administered in neonates would be an ideal strategy for both early passive protection against peripartum HIV-1 acquisition and priming of the immune system for lifelong immunity, mimicking the successful strategy to prevent perinatal and lifelong HBV infection. With the comprehensive characterization of binding and functional antibody responses to active vaccination, our study demonstrated no adverse effects of using bnAb administration in combination with active immunization in infant macaques.
In this current study, we characterized longitudinal binding and functional antibody responses following HIV vaccination with and without coadministration of a CD4bs-directed bnAb, CH31, and compared these responses to investigate the effects of the bnAb administration on antibody development. CH31 was selected based on its similarity to VRC01 (
30), which is currently being tested in human clinical trials, including an infant passive immunization clinical trial, with satisfying safety profiles demonstrated (
31). Note that we monitored and compared antibody responses for 14 weeks (through the active prime/boost vaccination period) in this study. It is possible that effects of the bnAb infusion could manifest at a later stage and in other parameters such as neutralization breadth and durability of responses, which will be monitored with follow-up studies. With the 14 weeks of follow-up, sporadic differences were found in comparisons of responses for paired groups with and without bnAb administration. Among 208 comparisons of vaccine-elicited immunity that we performed between matched groups with and without CH31 administration (Env-only versus Env+bnAb group; MVA/Env versus MVA/Env+bnAb group), 6 comparisons resulted in unadjusted
P values of <0.05. Differences for all six comparisons were not significant once we corrected for multiple comparisons (FDR
P >0.05). Furthermore, what seemed different in one pair of the with- and without-bnAb groups often did not show the same trend in the other pair. Therefore, we consider the potential differences seen in antibody responses between HIV Env vaccine groups with and without passive bnAb administration as sporadic and not associated with bnAb administration. In addition, no significant difference between vaccinees with and without bnAb administration was observed for neutralization, ADCC, and avidity of IgG responses (
Table 1; see also Table S1 in the supplemental material). Tier 1 neutralizing activity was first developed after the second immunization and peaked after the third immunization, consistent with the observation in a previous infant macaque vaccination study that tested accelerated Env-only or MVA/Env regimens and an extended-interval MVA/Env regimen (
26). Importantly, CH31 administration showed no significant impact on the development of a neutralizing antibody response, as shown by comparable levels of neutralizing titers by matched groups with and without bnAbs (Table S1 and
Fig. 4A and
D). And despite CH31 being a CD4bs-directed bnAb, levels of binding antibodies targeting CD4bs, measured by blocking of sCD4 binding (
Fig. 6), were not negatively impacted. We thus conclude that one administration of bnAb CH31 at the time of active HIV Env vaccination priming did not impair the development of antibody responses following Env-only or MVA/Env immunizations.
We assessed the kinetics of CH31
in vivo after passive administration and discovered that CH31 levels peaked at 1 day following administration and then declined until they were undetectable for most animals by 2 weeks postadministration. The IC
50s of CH31 against most of the tier 2 clade C transmission/founder virus isolates are <1 μg/ml (
32). In the current study the median concentration of the bnAb in the animals remained higher than 1 μg/ml for the first 1 week (median, 19 μg/ml; range, 10 to 24 μg/ml on day 7), suggesting the feasibility of an administered bnAb to reach serum levels that will neutralize a range of HIV-1 strains and help thwart an infection.
Even though the
in vivo CH31 concentration was maintained at a higher than typical neutralizing IC
50 of CH31 against tier 2 clade C viruses, the concentration did drop to below detection in most animals by 2 weeks postadministration. The prolonged time required for an effective antibody response to develop against HIV antigens (
6,
7) means that, unlike the success in in pediatric combination vaccine for HBV prevention (
25), maintaining a biologically relevant level of the infused bnAbs over an extended period is particularly important for HIV combination vaccines. BnAbs with longer half-lives and/or with higher potencies will be required to cover the length of time before
de novo neutralizing and other functional antibody responses are developed. Of particular interest, a simianized VRC01 IgG has been shown to maintain
in vivo therapeutic levels for >5 months after the last dose and protected macaques against repeated mucosal challenge for 52 days (
17), and VRC01-LS, which was engineered to increase binding to neonatal Fc receptor (FcRn), was shown to have a 3-fold-longer half-life in macaque than VRC01 (
33). The CH31 administered in this study is a human IgG, exogenous to the macaques. The clearance of the human bnAb through a potential anti-human IgG response could have shortened the half-life of CH31
in vivo. Future studies could explore methods to enhance the persistence of the administered bnAb through simianization of the IgG (
17) or Fc modifications known to extend passive antibody half-life (
33,
34) or to lower the biologically relevant
in vivo concentration required through optimizing potency of the bnAbs by combinations of bnAbs with different specificities and bi- or trispecific bnAbs (
20,
35). Nevertheless, the potential effects of the bnAbs on vaccine-elicited antibody responses in studies where longer persistence of the bnAbs is achieved, especially persistence through the boosting period, should also be carefully examined.
With steady declines in new HIV-1 infections worldwide due to early diagnosis and treatment options, scientists have put more focus on vaccine development to further reduce the infection rates worldwide. The effort will have to include protection of infants born to and breastfed by HIV-infected mothers. A combination of passive transfer of bnAb and active HIV Env vaccination to elicit a protective memory antibody response has the potential to provide protection from birth through the breastfeeding period and into adolescence. The study described in this paper demonstrates that passive CD4bs-directed bnAb administration will not have a large impact on the development of HIV Env vaccine-elicited binding and functional de novo antibody responses from active HIV-1 vaccination. With further testing of this combination strategy, developing an infant vaccine that protects against neonatal HIV-1 infection is one step closer.
ACKNOWLEDGMENTS
The study was funded by P01 AI117915 (NIH/NIAID) to S.P. and by the Office of Research Infrastructure Programs/OD (P51OD011107) to the CNPRC.
We thank Georgia Tomaras’s laboratory for technical support with linear epitope mapping microarray and R. Whitney Edwards, Tori Huffman, and Nicole Rodgers for performing infected cell binding assays and ADCC assays. We thank J. Watanabe, J. Usachenko, A. Ardeshir, and the CNPRC staff for expert technical assistance. We also thank Neelima Choudhary (University of North Carolina [UNC]) and Ryan Tuck (UNC) for sample processing. We thank Barton Haynes’ laboratory for providing CH31 MAb for the study.
M.D. performed assays and helped with data visualization and pioneered manuscript preparation; J.E. coordinated the assays, helped with data QC and interpretation, and contributed to manuscript preparation; J.P. participated in study design, helped with data interpretation, and contributed to manuscript preparation; A.S.M. contributed to data generation and visualization and data interpretation; A.D.C assisted in data interpretation and immunogen selection; K.D.C. contributed to data generation and interpretation; P.T.S. and M.G.H. performed statistical analysis and helped with data interpretation; M.G.H. also provided critical reviews of the manuscript; G.G.F., G.F., M.A., and K.D.P. contributed to vaccine study design and data interpretation, and K.D.P. also provided critical reviews of the manuscript; K.K.A.V.R. oversaw the animal study, contributed to data interpretation, and provided critical reviews of the manuscript; S.P. led in study design, oversaw the entire study, contributed to data analysis and interpretation, coordinated manuscript preparation, and made significant contributions to the writing; X.S. participated in study design, contributed data for the study, helped with data visualization and interpretation, and led in manuscript preparation.