INTRODUCTION
With over 2.5 million new human immunodeficiency virus (HIV) infections per year, the majority in resource-poor countries with limited access to antiretroviral therapy, an effective HIV vaccine continues to remain among the most promising and safe strategies for preventing infection and reducing the burden of AIDS (
1). To date, there have been six HIV vaccine efficacy trials that tested four different vaccine concepts. Only the RV144 trial showed a modest level of efficacy (
2), and immune correlate analyses have yielded critical insights into immune determinants of vaccine-induced protection against HIV (
3). Together with experimental data from rhesus models of HIV, these data underscore two key elements of vaccine efficacy: the induction of robust and long-lasting antibodies (Abs) against the envelope glycoprotein (Env) with potent neutralizing and effector functions to prevent the acquisition of infection and the induction of cytolytic T cell responses against Gag proteins for controlling viral replication in the event of infection (
4,
5). Consequently, vaccine strategies that engender both humoral and cellular immune responses, including elicitation of B cell helper CD4
+ T follicular helper cells (T
FH) that are necessary for generating persistent antibody, are the focus of intense research.
In this regard, there is strong interest in multicomponent HIV vaccine platforms whose constituents work synergistically to engage multiple arms of the immune system. Such an approach could comprise recombinant plasmid DNA and live replication-defective viral vectors to induce robust cellular responses. Poxvirus vectors such as modified vaccinia virus Ankara (MVA) stimulate dendritic cells and induce appropriate inflammatory signals to elicit strong CD8 and CD4 T cell responses, especially as booster immunizations (
6,
7). The latter could play a critical role in engaging germinal center B cells for fostering high-quality antibody, which subsequently can be boosted by Env protein immunizations.
As described previously, our DNA and MVA constructs are designed to present Env as native trimers on noninfectious virus-like particles (VLPs) expressed on the cell surface upon vaccination (
8). This strategy is designed to focus the humoral response on trimer-specific antibodies present on the VLP. In preclinical and clinical studies, DNA/MVA (DM) vaccination elicits strong cellular and humoral immune responses (
9,
10). A critical step toward strengthening this vaccine platform is to augment the humoral response to protective epitopes induced by the DNA/MVA vaccine. Protein immunogens are ideal for this purpose; however, it is critical to use Env protein immunogens that form stable trimers and assume a native Env conformation. To this end, recently developed SOS I559P gp140 (SOSIP) Env trimers have shown promise in inducing autologous neutralizing antibodies against hard-to-neutralize HIV isolates, and more work needs to be done in this direction (
11,
12). Here, we took a different approach and determined whether the magnitude and quality of antibody responses induced by a DNA/MVA vaccine can be further augmented by boosting with a VLP protein immunogen displaying trimeric Env on the surface. Such a regimen would also provide insight into the value of extended protein immunizations in augmenting waning antibody titers.
We addressed these questions in the context of a simian immunodeficiency virus SIVmac239 (SIV239) DNA prime-SIV239 MVA boost followed by a late boost with VLPs containing SIV239 gp160 and Gag pr55. To enhance immunogenicity, the VLP immunogen was administered with potent nanoparticle-encapsulated Toll-like receptor 4/7/8 (TLR4/7/8) adjuvants. We report that a late trimeric gp160 boost induced a robust recall of binding antibody titers against gp140 and the scaffolded SIV239 V1V2 protein and homologous and heterologous tier 1 neutralization titers. The VLP boost also potently increased mucosal IgA and IgG responses and generated new epitope specificities, resulting in significantly enhanced antibody breadth. Together, these data provide novel insights into cellular and humoral immune responses elicited by a combination of viral vector and protein immunizations.
MATERIALS AND METHODS
Ethics statement.
All animal protocols were approved by Emory University Institutional Animal Care and Use Committee (IACUC) protocol YER-2002343. All animal experiments were conducted in strict accordance with USDA regulations and recommendations for conducting experiments in accord with the highest scientific, humane, and ethical principles, as stated in the
Guide for the Care and Use of Laboratory Animals (
13). Animals were housed in pairs in standard nonhuman primate cages. Animals received standard primate feed (Purina monkey chow) as well as fresh fruit and enrichment daily and had free access to water. Upon infection, animals were housed singly. Immunizations, infections, blood draws, and biopsy procedures were performed under anesthesia by trained research staff.
Animals.
Twenty-four male Indian rhesus macaques were included in this study, 14 of which were immunized as described below. Animals ranged in age from 2 to 4 years and ranged in weight from 3 to 6 kg at the start of the study. Animals were negative for simian T cell lymphotropic virus, herpes B virus, simian retrovirus type D (SRV-D), and SIV at study commencement. None of the animals expressed Mamu class 1 alleles B08 and B17. The vaccine and control groups had 3 Mamu A*01 animals each. Animals from experimental groups were randomized into four sampling groups for immunization, challenges, and sampling of blood and tissue biopsy specimens. All animals were housed at the Yerkes National Primate Research Center (YNPRC) in Atlanta, GA, and treated in accordance with YNPRC IACUC regulations.
Study design, immunogens, and immunizations.
The vaccine study consisted of two experimental groups; all 14 vaccinated animals received two CD40L-adjuvanted DNA primes (D) (0 and 8 weeks) followed by two MVA boosts (M) (16 and 32 weeks) (DDMM regimen). To determine whether an extended protein boost after the second MVA administration augmented antibody responses, 7 of the 14 animals received a VLP protein boost at week 76. The DNA immunogen expressed SIV239 Gag-Pol, Env, Tat, and Rev and rhesus macaque membrane-anchored CD40L (
14) and was delivered at 3 mg/dose. The MVA immunogen expressed SIV239 Gag, Pol, and Env and was delivered at a 10
8 PFU/dose (
15,
16). Protein vaccination consisted of purified VLPs (containing 50 μg gp160 Env and 1.5 mg Gag) premixed with poly(
d,
l-lactic-coglycolic acid) (PLGA)-based nanoparticle-encapsulated monophosphoryl lipid A (MPL) (TLR4 agonist) (50 μg) and R848 (TLR7/8 agonist) (750 μg) adjuvants prior to vaccination. Briefly, 200 μl of PLGA nanoparticles containing the respective adjuvants was admixed with 1 ml of VLPs by mild vortexing, followed by gently pipetting the mixture up and down prior to vaccination. The prepared inoculum was stored on ice until the time of inoculation. DNA and MVA immunizations were delivered in phosphate-buffered saline (PBS) intramuscularly in a single shot in the outer thigh. VLPs plus TLR4/7/8 adjuvants were administered subcutaneously behind the knee.
SIV infection.
Animals were challenged with SIVmac251 intrarectally on a weekly basis for a maximum of 5 weeks or until detection of plasma viremia at levels above 250 copies/ml for two consecutive weeks. Infection with SIVmac251 (day 8) (7.9.10 virus stock from Nancy Miller at the NIH) was performed by using a 1-ml slip tip syringe containing 1 ml of SIVmac251 at 200 50% tissue culture infective doses (TCID50). The syringe was inserted gently ∼4 cm into the rectum, the plunger was depressed to instill the virus, and the animal was returned to the cage in a prone position.
Sample collection and processing.
Peripheral blood mononuclear cells (PBMCs) were isolated from whole blood collected into sodium citrate tubes and isolated by density gradient centrifugation according to standard procedures, as described previously (
15). PBMCs were isolated, counted, and utilized for various assays within 6 h of blood collection. After determination of cell counts, cells were used immediately or cryopreserved by using standard techniques. Cell viability in PBMC suspensions was determined to be above 90%. Rectal secretions were collected with and eluted from premoistened Weck-Cel sponges as previously described (
17).
Linear epitope specificity.
The linear epitope specificity of the antibodies was determined by profiling serum IgG responses against linear epitopes representing full-length SIV239 Env in a peptide microarray, as described previously (
18). Sera from baseline, 2 weeks after the second MVA immunization, and 2 weeks after VLP immunization were examined. The peptide library consisted of 15-mer peptides overlapping by 12 covering SIVmac239 gp160. Serum was tested at a 1:50 dilution against slides (slide lot JPT 2413) coated with a library of peptide probes. A secondary goat anti-human fluorescent IgG antibody was added to tag peptide-bound serum antibodies, and slides were scanned (photomultiplier tube [PMT] setting 660, with 100% power) to yield fluorescence intensity values for each probe (
19). Final intensity values were computed after baseline subtraction, and the maximum binding for defined epitopes was determined based on the highest level of binding to a single peptide within the epitope region.
Binding antibodies.
Concentrations of serum IgG binding antibodies to recombinant SIVmac239 gp140 (Immune Technology) or trimeric gp120 were measured by using gp140-coated plates or SIV239 VLPs captured on concanavalin A (ConA)-coated plates, respectively, as described previously (
20,
21). Concentrations of antibodies to SIVmac251 recombinant gp140 (rgp140) (Immune Technology) and total IgA and IgG in rectal secretions were measured by an enzyme-linked immunosorbent assay (ELISA) as previously described (
22). All samples intended for IgA antibody analysis were first depleted of IgG by using protein G-agarose (GenScript) as described previously (
17). Concentrations of gp140-specific IgA or IgG in secretions were divided by the total concentration of IgA or IgG to obtain the specific activity. Secretions were considered antibody positive if the specific activity was greater than or equal to the mean specific activity plus 3 standard deviations (SD) measured in secretions collected at baseline.
A customized binding antibody multiplex assay (BAMA) (
23) was used in the Kozlowski laboratory to measure antibodies to recombinant SIVmac251 gp120 (Immune Technology), gp70-V1V2mac239 (
24) (from D.C.M.), SIV p55gag (a gift from Francois Villinger, New Iberia Research Center), and HIV-2 gp36 (Prospec), which has 85% homology to the SIV gp41 ectodomain (
25). Each viral protein was conjugated to carboxylated Luminex beads (Bio-Rad) by placing 1 × 10
7 beads into the upper chamber of an Ultrafree 0.1-μm centrifugal filter unit (Millipore), washing the beads with PBS, and then adding 5 mg/ml
N-hydroxysulfosuccinimide (Pierce) and 5 mg/ml ethyl-3-[3-diethylaminopropyl]carbodiimide hydrochloride (Sigma) in 0.1 M Na phosphate buffer (pH 6.2). After 20 min, the beads were washed and mixed at 900 rpm in an Eppendorf MixMate vortexer with 100 μg of protein that had been dialyzed in PBS. After 2 h, the beads were washed, resuspended in PBS containing 1% bovine serum albumin (BSA) and 0.05% azide, and counted in a hemocytometer. Assays were performed by using 2 panels of beads: gp120 and gp36 (panel 1) and V1V2 and p55 (panel 2). For each assay, 2,500 beads expressing each protein were added in a final volume of 25 μl to wells of a blocked, low-protein-binding, 96-well white plate (Costar), which contained 25 μl of serum and a standard that had been diluted in PBS containing 1% BSA, 0.05% Tween 20, and 0.05% azide (assay buffer). For IgG assays, the standard was IgG purified from pooled serum of SIV-infected macaques. For IgA assays, the standard was IgG-depleted serum from SIV-vaccinated/infected macaques (
22). All standards had been previously calibrated by an ELISA as described previously (
26) and were adjusted in the bead assay mixture to achieve test sample concentrations similar to those obtained in ELISAs. After overnight mixing at 4°C, the plate contents were transferred onto a Durapore 96-well filtration plate (Millipore) and washed 4 times with PBS containing 0.05% Tween 20 in a BioTek ELx50 washer. The beads were mixed with 100 μl of 2 μg/ml biotinylated goat anti-monkey IgA or IgG (Rockland) for 30 min at room temperature, washed, and then treated with 100 μl of a 1/200 dilution of Neutralite-phycoerythrin (SouthernBiotech) in assay buffer. After 30 min at 900 rpm, the beads were washed, and the plastic tray on the bottom of the plate was removed. The filtration plate was then placed on top of the white plate. Beads were transferred back to the white plate by mixing with 100 μl of assay buffer, puncturing the filters with pipette tips, and then centrifuging the plates at 2,300 ×
g for 5 min. The beads were briefly mixed at 700 rpm on a rotating platform and then analyzed for fluorescence with a Bioplex 200 system (Bio-Rad). Concentrations of antibody were interpolated from standard curves constructed by using Bioplex Manager software.
Neutralization antibody responses.
The SIV-specific neutralization antibody response was measured as a function of the reduction in luciferase reporter gene expression levels after a single round of infection in TZM-bl cells, as described previously (
27). Neutralization against homologous SIVmac251.6 (tier 1) and SIVmac251.30 (tier 2) and heterologous SIVsmE660/CP3C-P-48 (tier 1) and SIVsmE660/CR54-PK-2A5 (tier 2) was measured at peak and memory time points following the second MVA immunization and VLP boost. Values were considered positive for neutralization based on the criterion of >3× background signal with the negative-control virus simian virus amphotropic murine leukemia virus (SVA-MLV).
Antibody-dependent phagocytosis (ADP).
Phagocytosis assays were performed as described previously (
28), with the modifications noted below. Briefly, 1 × 10
9 1-μm Neutravidin Fluorospheres (Invitrogen) were labeled with 7 μg biotinylated recombinant SIV gp120mac251 (Immune Technology) or 5 μg biotinylated concanavalin A (vector) followed by 10 ml of VLP-containing medium produced by transfection of 293T cells with SIV DNA, as described above. After washing, 1 × 10
7 beads per well were added to V-bottom plates containing triplicate serial dilutions of heat-inactivated serum that had been absorbed against 293T cells. THP-1 cells (2 × 10
4 per well) were then added. After 6 h at 37°C in 5% CO
2, the cells were washed with Ca
2+/Mg
2+-free Dulbecco's PBS (DPBS) and incubated for 10 min with 50 μl of 0.05% trypsin-EDTA (Gibco). The cells were washed in DPBS, resuspended in 1% paraformaldehyde, and analyzed for fluorescence. The score was calculated as described previously (
28), by multiplying the number of bead-positive cells by their median fluorescence intensity. To obtain the score ratio (
29), the average score for the test samples was divided by the average score for naive monkey serum at the same dilution.
Plasma SIV RNA load.
The SIV copy number was determined by using quantitative real-time PCR as previously described (
14). All PCRs were performed in duplicates, with a limit of detection of 60 copies per reaction.
Flow cytometry.
Prior to intracellular staining for cytokines, fresh PBMCs were stimulated with peptide pools of Gag and Env for 5 h in the presence of brefeldin A (Golgi Plug; BD Biosciences, San Jose, CA). Unstimulated cells from each animal served as a negative control, and PBMCs stimulated with phorbol myristate acetate-ionomycin served as positive controls. Cells suspensions were first stained with the Live/Dead Near-IR dead-cell stain from Molecular Probes, Invitrogen (Grand Island, NY), in PBS containing 2% fetal bovine serum (FBS) (fluorescence-activated cell sorter [FACS] buffer) for 30 min at 4°C. Intracellular staining was performed after cells were fixed with Cytofix/Cytoperm (BD Biosciences, San Jose, CA), followed by permeabilization with BD Perm/Wash buffer according to the manufacturer's instructions. Cells were stained in Perm/Wash buffer with CD3 (SP34-2), CD4 (OKT4), CD8 (SK1), gamma interferon (IFN-γ) (B27), tumor necrosis factor alpha (TNF-α) (MAb11), interleukin-2 (IL-2) (MQ1-17H12), and IL-21 (3A3-N2.1), from BD Pharmingen, at 4°C for 45 min. After two washes, samples were acquired on an LSR Fortessa instrument (BD Biosciences), and 500,000 total events were collected for each sample. Data were analyzed by using FlowJo software vX.0.7 (Tree Star, Inc., Ashland, OR). Dead cells were excluded from the analysis.
Statistical analysis.
Statistical analysis was performed by using GraphPad Prism v5.0. A two-tailed nonparametric t test was used for all comparisons unless otherwise specified. Spearman correlation was used to determine associations between variables. Statistical significance was set at a P value of <0.05.
DISCUSSION
In the present study, we investigated the immunogenicity and efficacy of a vaccine platform consisting of sequential immunizations with DNA, MVA, and protein vaccines, each displaying trimeric SIV Env on the surface of VLPs. We made three main observations. First, boosting with TLR4/7/8-adjuvanted VLP protein induced a significant enhancement of systemic antibody titers; induced new epitope specificities, resulting in an enhanced breadth of antibody responses, and induced tier 1 neutralization titers. Second, mucosal antibody responses were strikingly enhanced. Third, nonneutralizing ADP responses were significantly boosted after VLP immunization. Notably, two out of seven VLP-boosted animals showed complete protection against a highly stringent intrarectal SIVmac251 challenge, compared to no protection in the DM group. VLP-boosted animals, however, showed poorer acute viral control due to a slower recall of CD8 responses postinfection. These data offer optimism for VLP protein immunogens as booster vaccines but underscore the importance of utilizing optimal Env constructs in the correct conformation and the use of appropriate adjuvants and/or vectors targeting CD8 T cells for robust early viral control.
Much needs to be understood about the mechanism of generation of broadly neutralizing antibodies, and intense efforts are directed toward Env immunogen design to achieve this goal. In the present study, VLP immunization with Env gp160 induced a robust boost of binding and neutralizing titers against tier 1 SIV isolates but not against extremely neutralization-resistant SIVmac251. In fact, to our knowledge, only a live attenuated SIV vaccine (SIV239 delta3) generated neutralizing activity against SIVmac251 but only at very low levels and much later in infection (
33). Based on this, it is difficult to ascertain the potential of a VLP protein boost to generate neutralizing antibody responses against tier 2 viruses, and HIV Env rather than SIV Env may serve as an ideal immunogen to address this question.
There is substantial evidence firmly establishing that the generation of antibodies against the variable V1V2 regions of Env may be protective (
34). Previous studies using SIV immunogens demonstrated a strong IgG response to gp70-scaffolded V1V2 antigens as a correlate of protection against SIVmac251 challenge (
35,
36). This was consistent with correlates of protection in the RV144 trial (
36). Encouragingly, in our study, we observed a significant boost of binding IgG titers against gp70-scaffolded V1V2 in rectal secretions. Importantly, we also observed a significant correlation between the anti-V1V2 response in sera and protection against SIVmac251, highlighting the utility of VLP proteins as booster immunogens for DNA and viral vectors.
Our analysis of the linear epitope specificity of binding antibody responses revealed that VLP immunization boosted the response to epitopes that were primed by DNA/MVA vaccination and, in addition, generated new epitope specificities. However, unexpectedly, VLP immunization induced a preponderance of responses to the KE region, which resulted in a shift in epitope dominance from V2 to the KE region relative to the second MVA immunization. The KE is situated in the cytoplasmic tail of gp41, and the mechanisms by which this represents a dominant epitope after VLP immunization are not entirely clear. Our preliminary data using HIV VLP constructs strong suggest that the presence of broken VLPs presenting Env stumps could mediate such a response. Importantly, the present data indicate that responses to the KE region do not predict antibody neutralization or vaccine efficacy, suggesting that improvements in VLP immunogen design to mask immunodominant responses to the KE region and to enhance the presentation of neutralizing epitopes to target antibody responses to protective epitopes are strongly warranted.
In addition to neutralizing antibody responses, results from the RV144 trial and several nonhuman primate vaccine efficacy studies have underscored the importance of nonneutralizing functional antibodies in mediating protection (
37). Serum antibody-dependent cell-mediated cytotoxicity (ADCC) titers were inversely associated with the risk of infection in RV144 vaccinees with low Env-specific IgA titers in sera (
3,
38). On the other hand, ADP responses measured 2 weeks following the final boost in RV144 vaccinees were not detected (
39). In monkey studies, ADP responses have been shown to be protective (
37). We did not observe a significant association of ADP in sera and acquisition in our study. It is possible that ADP activities in rectal secretions may be more discriminating. Further research on antibody effector functions at the mucosal portals in the setting of immunizations with a DNA prime/poxvirus vector plus a protein boost is strongly warranted.
To gauge the synergy of the VLP protein boost with DNA/MVA vaccines, we compared our results to those of a parallel study by the Pulendran laboratory investigating the immunogenicity of four homologous VLP prime-boost immunizations identical in formulation, amount, and delivery to the VLP boost used in the present study (Kasturi SP, Kozlowski PA, Nakaya HI, Burger MC, Russo P, Pham M, Kovalenkov Y, Silveira ELV, Havenar-Daughton C, Burton SL, Kilgore KM, Johnson MJ, Nabi R, Legere T, Sher ZJ, Chen X, Amara RR, Hunter E, Bosinger SE, Spearman P, Crotty S, Villinger F, Derdeyn CA, Wrammert J, and Pulendran B, unpublished data). The data showed that mucosal SIV Env-specific IgG titers elicited by the VLP boost following DNA/MVA vaccination were up to 10-fold higher at peak and memory time points than those following a homologous VLP prime-boost. These results demonstrate that VLP immunogens are more efficient in boosting an anti-Env antibody response in a heterologous than in a homologous prime-boost regimen. In addition, a pure trimeric gp140 protein may be more effective in boosting Env-specific antibody titers (
40). Furthermore, a longer follow-up time after protein boost will provide a better assessment of the persistence of titers and the value of extended boost regimens.
Our data call attention to effective boosting of CD8 T cell responses to achieve optimal viral control in the event of breakthrough infections. VLP immunization did not boost DNA/MVA-induced memory CD8 T cells. Correspondingly, VLP-boosted animals showed, on average, lower frequencies of Gag-specific CD8 T cells at the peak time point postinfection. It is possible that the longer time interval between the final MVA immunization and challenge in VLP-boosted animals contributed to the slower recall of Gag-specific CD8 T cells, which in turn favored viral replication. These data underscore the importance of the optimal engagement of CD8 T cells by combining a viral vector with protein immunogens during extended boosts to achieve robust acute virus control.
In conclusion, the present studies demonstrate the ability of a late VLP protein boost to elicit a strong recall of Env antibody responses in sera and mucosa. Boosting with gp160 altered the epitope specificity but did not result in broad neutralization. The data support a role for a synergistic effect of a late VLP protein boost in vaccine efficacy, with 2/7 VLP-boosted animals resisting a highly stringent SIVmac251 challenge, compared to 0/7 animals in DM group. Novel Env immunogens which elicit broadly neutralizing antibody responses are likely to synergize well with DNA/MVA vaccines and improve and augment vaccine immunogenicity and vaccine efficacy.