INTRODUCTION
The formation of infectious human immunodeficiency virus type 1 (HIV-1) virions is coordinated by the major structural polyproteins Gag and Gag-Pol. Gag selectively packages a dimeric viral genome, targets particle assembly to the plasma membrane, and oligomerizes with other Gag and Gag-Pol polyproteins at the plasma membrane, primarily through interactions between the capsid (CA) domains of neighboring Gag molecules (
1,
2). Following the budding of immature virions, the virally encoded protease enzyme cleaves Gag and Gag-Pol polyproteins into their constituent domains, triggering virion maturation (
1,
2). Virions undergo a major structural rearrangement, such that the cleaved CA monomers form a conical lattice in which the viral genome condenses with both the cleaved nucleocapsid (NC) domain of Gag and the Pol-encoded viral enzymes reverse transcriptase (RT) and integrase (IN) to form the viral core (
3).
The mature HIV-1 core contains ∼250 hexameric and 12 pentameric rings of CA that are stabilized through an extensive network of intra- and intersubunit interactions between CA molecules (
4–9). Within pentamers and hexamers, the N-terminal domain (NTD) of one CA molecule interacts with a groove in the C-terminal domain (CTD) of the neighboring CA molecule. The first three helices of the NTD interact to form an 18-helix bundle (or 15-helix bundle for pentamers) at the center of the hexamer. Interhexamer connections forming the hexagonal lattice are mediated through CTD-CTD interactions. In addition, recent studies revealed that a small molecule, inositol hexakisphosphate (IP
6), can facilitate the assembly of the CA lattice (
10) and regulate its stability (
11). Mutations or compounds that target the critical interactions between individual CA subunits disrupt processes such as particle assembly, virion morphogenesis, reverse transcription, and nuclear entry in target cells, underscoring a wide range of functional requirements for the CA protein and/or capsid lattice in multiple steps of the viral life cycle (
12–17).
Following their release into the cytoplasm of target cells, HIV-1 cores undergo a poorly understood process termed uncoating, i.e., shedding of CA subunits from the core. The current consensus in the field is that viral cores undergo various levels or stages of uncoating (
18–20). First, a large amount of virion-associated CA appears to be lost soon after entry (
21–25). This loss is likely due to a combination of uncoating as a result of the metastable structure of the CA lattice and dispersal of CA molecules that are incorporated into virions but are not part of the CA lattice (
26–29). A second phase of uncoating takes place during or as a result of reverse transcription (
21,
23,
25,
30–32). Additionally, a number of cellular proteins that bind CA have been proposed to regulate core stability and uncoating (
33). Although the majority of virion-associated CA is lost during uncoating, both biochemical and genetic evidence support the notion that some CA remains associated with the reverse transcription complex (RTC) and preintegration complex (PIC) that mediate reverse transcription and integration, respectively, during virus infection; CA is the major determinant for HIV-1 nuclear entry (
34–41), a fraction of CA remains physically associated with the PIC (
42–47), CA contributes to viral DNA (vDNA) integration into actively transcribed genes (
39,
48–51), and CA may influence innate host responses by shielding the reverse transcription products from cyclic GMP-AMP synthase (cGAS)-stimulator of interferon genes (STING)-mediated sensing (
52–56).
Proper uncoating of the HIV-1 core and reverse transcription appear to be interconnected processes. Mutations in CA that destabilize the core
in vitro block reverse transcription in target cells (
13,
57–59). Additionally, reverse transcription can accelerate or, if inhibited, delay the uncoating of the CA lattice (
30,
31,
60–62). Exactly how altering the stability of the CA lattice causes defects in reverse transcription is unclear; however, the underlying mechanism may be similar to that which leads to the reverse transcription defects observed upon inhibition of HIV-1 integrase (IN)-RNA interactions.
The HIV-1 IN enzyme has recently been shown to carry out a noncatalytic role in particle maturation through its binding to the viral RNA (vRNA) genome (
63). Inhibition of IN-RNA interactions yields morphologically aberrant particles in which the vRNPs composed of the vRNA and associated enzymes are mislocalized outside the CA lattice (
63–65). Much like viruses with altered core stability, these viruses are blocked at an early reverse transcription stage in target cells (
63–89), which can be explained partly by the premature degradation of the unprotected vRNA (
90). Curiously, viruses generated in the presence of a CA-targeting compound, C1, also yield morphologically aberrant particles that are blocked at reverse transcription (
91). Whether CA destabilization affects IN-RNA interactions and whether degradation of the unprotected vRNPs underlies the reverse transcription defect upon CA destabilization remain unexplored.
HIV-1 uncoating has been a difficult process to study due to the metastable nature of the CA lattice and relatively high particle-to-infectivity ratio of HIV-1 preparations that indicate that the vast majority of virus particles are noninfectious (
19). Biochemical and microscopy-based approaches are the current standard and have been widely utilized in the field. Recently, a reporter assay system exploiting the cytoplasmic exposure of a virion-associated mRNA was reported (
92). Previous work that identified key mutations in CA important for core stability (
13,
16,
93) depended solely on an
in vitro core disassembly assay (
13,
93). While the increased rate of core disassembly in this system correlated with reverse transcription defects in cells, it is untested whether core disassembly also occurs in the context of cell infection. Microscopy-based experiments partially fill this gap and can provide single-cell-level information about the kinetics of the early stages of virus replication (
21,
22,
24,
25). Such approaches are generally limited by the difficulty in distinguishing infectious from noninfectious virus particles; albeit, elaborate live-cell imaging approaches have recently been developed to address this shortcoming (
22,
25). Another limitation of microscopy-based approaches is their dependence on indirect labeling of core components. Biochemical separation of postnuclear supernatants from infected cells, referred to as fate of the capsid/core assay, addresses some of these shortcomings and provides an easily accessible alternative (
90,
94,
95). The main advantage of this approach is the ability to trace virtually every component of the HIV-1 core (
90,
95) and to bypass potential artifacts due to indirect labeling of CA or use of fusion proteins. However, as this approach is laborious and has inherent limitations due to the analysis of bulk cell lysates, it has not been widely adopted for studying the effects of CA stability on core components in infected cells. Given the discrepancies between microscopy-based and biochemical approaches (
21,
23,
30) and the pros and cons of each approach, it is advantageous to utilize complementary assays to study early postentry events in the HIV-1 life cycle.
Here, we took an in-depth approach to examine the effects of widely utilized CA-stabilizing/destabilizing mutations and a CA-targeting compound, C1 (
91,
96,
97), on the physical properties of the CA lattice, virion architecture, and fates of core components in target cells. We found that CA-destabilizing substitutions (P38A, K203A, and Q219A) significantly decreased and a CA-stabilizing E45A substitution increased the intrinsic stability of the CA lattice. Unstable CA mutants tended to increase the propensity to form eccentric particles with vRNPs mislocalized between the empty CA lattice and the lipid envelope without impacting IN-RNA interactions. Most notably, we found that CA-destabilizing mutations and C1 led to the dissociation of CA from vRNPs in target cells, which was accompanied by the premature loss of the vRNA and the IN enzyme. Overall, our studies show that the CA lattice protects the viral core components from untimely degradation in target cells and provide the long-sought causal link between core stability and reverse transcription.
DISCUSSION
In this study, we utilized complementary approaches to study the impact of CA destabilization on the physical properties of the CA lattice
in vitro and in virions and on the subsequent steps of virus replication in target cells. Our in-depth study is the first to causally link how destabilization of the HIV-1 CA lattice leads to reverse transcription defects in target cells. In brief, we found that CA destabilization through multiple mutations and a small-molecule compound (C1) all led to faster disassembly of the CA lattice and premature loss, possibly due to degradation, of the vRNA genome and IN in target cells (
Fig. 10). Thus, we conclude that protection of vRNPs inside the CA lattice is crucial for reverse transcription as well as subsequent steps in HIV-1 replication (
Fig. 10).
In terms of the behavior of CA, our findings from fate of core assays are in alignment with those of previous studies that utilized live-cell microscopy approaches (
21,
24,
25). For example, we found that as early as 2 hpi, the majority of virion-associated CA dissociates from the vRNPs of WT viruses. Expectedly, microscopy-based assays that rely on indirect labeling of CA have generally seen a quick loss of CA signal immediately after entry (
21,
23–25). We believe this loss is in part due to uncoating and in part due to the fact that only approximately one-third to one-half of CA monomers in virions form the CA lattice (
26,
107), while the remainder diffuses in the cellular milieu upon entry. A third possibility is that CA dissociates from the core during our lysis and fractionation processes. Of note, inclusion of 10 μM IP
6, which impacts capsid assembly and stability
in vitro (
10,
11), throughout the fractionation process had no observable impact on the migration behavior of CA and other core components in sucrose gradients (
Fig. 5). Notwithstanding, a small fraction of CA remained associated with vRNPs and the RTC, which was responsive to and was lost upon destabilization of the CA lattice.
Our findings suggest that the main impact of CA-destabilizing mutations is on the intrinsic stability of the CA lattice, which is largely in agreement with the core stability assessments in virions and in target cells. One exception was the P38A/T216I double mutant, which we found to be more intrinsically stable than the WT
in vitro but was largely unstable in virion- and cell-based stability assays, which is in agreement with previous findings (
102). Notably, we consistently found higher levels of vRNA, IN, and RT products in dense fractions upon infection of target cells with the P38A/T216I mutant compared with those of the CA-destabilizing P38A mutant, which is consistent with partial rescue of P38A infectivity. Our results suggest that the P38A/T216I substitution may slow down the rate or degree of core disassembly, allowing for intermediate levels of reverse transcription and infection.
Most notably, our study provides the first direct evidence that exposed vRNA and IN are both lost in target cells without the protection of the CA lattice. This finding is in contrast to those of a previous study that utilized an IN-superfolder green fluorescent protein (IN-sfGFP) fusion protein to track RTCs in target cells (
114), in which case IN levels did not seem to be affected upon core destabilization (
21). Possible explanations for this discrepancy include the effect of sfGFP fusion on IN function and stability, as well as the artificial introduction of the IN-sfGFP protein into virions through its fusion to Vpr. A separate study observed that the viral genomic RNA labeled with 5-ethynyl uridine was lost quicker from cells upon CA destabilization by the K203A mutant and, curiously, upon CA stabilization by the E45A change (
23). As this study assessed the stability of vRNA in the absence of RT inhibitors, it is possible that the faster loss of vRNAs with the E45A mutant is due to quicker rates of reverse transcription and, hence, RNaseH-dependent degradation. Note that we assessed the fates of vRNAs in the presence of RT inhibitor nevirapine to precisely address this problem and circumvent RNaseH-dependent degradation of the vRNA genome during reverse transcription. In addition, we believe that the direct assessment of the behavior of the vRNA genome is another technical strength of our study.
The study of retroviral infection is inherently complicated by the fact that a large fraction of physical particles that enter cells are noninfectious. As a result, it is often assumed that the majority of the infection events studied in biochemical experiments, which depend on the analysis of bulk infected cells, are largely composed of noninfectious viruses (
19). However, we believe that using pgsA-745 cells, which can be very efficiently infected with VSV-G-pseudotyped particles (as also observed by others [
25]), together with synchronizing the infections, largely mitigates this problem. In fact, while we cannot exclude the possibility that the dense CA-containing vRNP complexes that we detect in fate of core assays (
Fig. 6 and
8) are blocked at downstream events following reverse transcription, they appear to be capable of at least completing reverse transcription. This is based on two observations. First, levels of vRNA detected throughout the gradient decreased substantially if RT inhibitors were omitted during infection, suggesting their efficient reverse transcription (data not shown). This also indicates that the amount of viruses trapped in endosomes, which would appear in middle membrane-containing fractions of the gradients, or viruses being degraded, which would appear in top fractions containing soluble proteins and RNA molecules, are relatively low under these conditions. Second, assuming that the intermediate processing steps work at a similar efficiency, the copy numbers of vRNA and vDNA were similar, again suggesting the efficient conversion of vRNA to vDNA by RT.
We have previously shown that HIV-1 IN exhibits a key, noncatalytic role in particle maturation that involves its binding to the vRNA genome (
63). Inhibition of IN-RNA interactions leads to mislocalization of vRNPs outside the CA lattice (
63,
100) and subsequent loss of both the vRNA genome and IN in target cells (
90,
100). A similar loss of the vRNA and IN upon destabilization of the CA lattice, without any apparent effect on IN-RNA and NC-RNA interactions, strongly suggests that it is protection by the CA lattice that matters for the stability of vRNPs, as opposed to the IN-RNA interaction
per se.
It remains unknown why the unprotected vRNA and IN are prematurely lost in target cells. One possible hypothesis is that HIV-1 RNAs are inherently unstable due to their AU-rich nucleotide content (
115–117), which is similar to certain cellular mRNAs encoding cytokines and growth factors (
118). Another hypothesis is that virion-associated enzymes nick and deadenylate vRNAs in virions (
119–121), predisposing them to degradation upon entering target cells. While IN undergoes proteasomal degradation when ectopically expressed alone in cells (
109–113), we have found that proteasome inhibition does not rescue the loss of vRNA or IN during infection (
Fig. 9; reference
90). Whether the premature loss of unprotected vRNA and IN from infected cells is due to another cellular mechanism or inherent instability of vRNPs remains to be determined.
Our findings may have implications for how HIV-1 nucleic acids are recognized in infected cells by host innate sensors. Shielding of the vRNPs and the resulting reverse transcription products by CA have been proposed to prevent their recognition by cytosolic nucleic acid sensors in immune cell subsets, such as dendritic cells and macrophages (
53,
56). For example, perturbation of CA interactions with host cell factors cyclophilin A (CypA) and cleavage and polyadenylation specificity factor subunit 6 (CPSF6) can trigger innate immune responses and interferon (IFN) production in macrophages (
55) and in monocyte-derived dendritic cells (
54). However, the extent of type-I IFN production upon sensing has been variable and dependent on cell type and culture conditions (
122). For instance, the lack of a robust type I IFN response upon HIV-1 infection of macrophages can be explained by degradation of excess reverse transcription products by the cytosolic exonuclease TREX1 (
123), as well as negative regulation of host factors by viral accessory proteins (
124). In other settings, cyclic GMP-AMP synthase (cGAS) and the adaptor protein stimulator of interferon genes (STING), as well as other regulators and downstream effectors, have been proposed to be involved in the recognition of HIV-1 DNA (
52,
125,
126). It will be important in the future to determine whether the time window between the exposure of vRNPs and their degradation is sufficiently long to allow innate immune recognition to occur.
Overall, our findings highlight a critical role for the CA lattice in protecting vRNPs from premature degradation in target cells and causally link how CA stability may impact reverse transcription. Given the broad network of essential interactions between CA molecules within the lattice and cellular factors in target cells, HIV-1 CA is emerging as a viable new target for antiretroviral therapy (
17). Compounds that target CA can disrupt the assembly of the CA lattice and particle morphogenesis (
91,
127–130), alter the stability of the CA lattice and/or uncoating (
91,
131–133), and inhibit reverse transcription (
91,
127,
130,
131,
133,
134) and nuclear entry (
135–137) in target cells. Expectedly, CA is highly sensitive to mutations (
138), making it an exceptionally viable drug target, as resistance mutations would likely come at a high fitness cost to the virus.
MATERIALS AND METHODS
Chemicals and reagents.
Standard laboratory chemicals were obtained from reputable suppliers, such as Sigma-Aldrich. The RT inhibitor nevirapine was obtained from the NIH AIDS Repository, while compound C1 was synthesized as described previously [
90].
Plasmids.
The pNLGP plasmid consisting of the HIV-1
NL4-3-derived Gag-Pol sequence inserted into the pCR/V1 plasmid backbone (
139) and the CCGW vector genome plasmid carrying a GFP reporter under the control of the cytomegalovirus (CMV) promoter (
140,
141) were previously described. Mutations in the CA coding sequence were introduced into both the pNLGP plasmid and pNL4-3 by overlap extension PCR. Briefly, forward and reverse primers containing CA mutations were used in PCRs with antisense and sense outer primers containing unique restriction endonuclease sites (EcoRI-sense, NotI-antisense for NLGP and BssHII-sense-SphI-antisense or SphI-sense-AgeI-antisense for pNL4-3), respectively. The resulting fragments containing CA mutations were mixed at a 1:1 ratio and overlapped subsequently using the outer sense and antisense primer pairs. PCR products were digested with the corresponding restriction endonucleases and ligated with appropriately digested pNLGP or pNL4-3 plasmid vector fragments. The presence of engineered mutations and lack of unwanted extraneous mutations were verified by Sanger sequencing.
Cells and viruses.
HEK293T cells (ATCC CRL-11268) and HeLa-derived TZM-bl cells (NIH AIDS Reagent Program) were maintained in Dulbecco’s modified Eagle’s medium supplemented with 10% fetal bovine serum. CHO K1-derived pgsA-745 cells (CRL-2242, ATCC) were maintained in Dulbecco’s modified Eagle’s/F12 (1:1) media supplemented with 10% fetal bovine serum and 1 mM l-glutamine. MT-4 T cells (NIH AIDS Reagents) were grown in RPMI media supplemented with 10% fetal bovine serum. Vesicular stomatitis virus G protein (VSV-G)-pseudotyped virus-like particles (VLPs) were produced by transfection of HEK293T cells with pNLGP-derived plasmids, the CCGW vector genome carrying GFP, and VSV-G expression plasmid at a ratio of 5:5:1, respectively, using polyethyleneimine (PolySciences, Warrington, PA). VSV-G-pseudotyped viruses were produced by transfecting HEK293T cells with the pNL4-3-derived plasmids and VSV-G plasmid at a ratio of 4:1 (pNL4-3:VSV-G).
Immunoblotting.
Viral and cell lysates were resuspended in SDS sample buffer and separated by electrophoresis on Bolt 4% to 12% Bis-Tris Plus gels (Life Technologies), blotted onto nitrocellulose membranes, and probed with the following antibodies: mouse monoclonal anti-HIV p24 antibody (183-H12-5C; NIH AIDS reagents), mouse monoclonal anti-HIV IN antibody (
142), and rabbit polyclonal anti-HIV IN antibody raised in-house against the Q44-LKGEAMHGQVD-C56 peptide. Blots were then probed with fluorophore-conjugated secondary antibodies (Li-Cor) and scanned using a Li-Cor Odyssey system. IN and CA levels in virions were quantified using the Image Studio software.
Equilibrium density sedimentation of virion core components in vitro.
Equilibrium density sedimentation of virion core components was performed as previously described (
90). Briefly, HEK293T cells grown on 10-cm dishes were transfected with NLGP or derivative plasmids. Two days posttransfection, cell-free virions collected from cell culture supernatants were pelleted through a 20% sucrose cushion. Pelleted VLPs were resuspended in 1× phosphate-buffered saline (PBS) and treated with 0.5% Triton X-100 for 2 min at room temperature. Immediately after, samples were layered on top of 30% to 70% linear sucrose gradients in 1× STE buffer (100 mM NaCl, 10 mM Tris-Cl [pH 8.0], and 1 mM EDTA) and centrifuged for 16 h at 4°C and 28,500 rpm using an SW55Ti rotor. Fractions (500 μl) collected from the top were analyzed for IN by immunoblotting using a mouse monoclonal anti-IN antibody (
142), anti-HIV p24 antibody (183-H12-5C; NIH AIDS reagents), rabbit polyclonal anti-MA antibody (4811; NIH AIDS reagents), and qPCR-based assays for RT activity (
143) and vRNA.
Analysis of virion core components in infected cells.
Biochemical analysis of retroviral cores in infected cells was performed as described previously (
95). Briefly, pgsA-745 cells were mixed with VSV-G-pseudotyped single-cycle GFP-reporter viruses or its derivatives at 4°C. Following the removal of virus inoculum and extensive washes with 1× PBS, cells were incubated at 37°C for 2 h. For an analysis of vRNA, 25 μM nevirapine was included throughout the infections to prevent its degradation during reverse transcription due to RNase H activity. Postnuclear supernatants were separated by ultracentrifugation on 10% to 50% linear sucrose gradients using a SW50.1 rotor at 30,000 rpm for 1 h. Ten 500-μl fractions from the top of the gradient were collected; and CA, IN, RT activity, vRNA, and vDNA in each fraction were analyzed by either immunoblotting or qPCR as described previously and detailed in reference
95.
Virus production and transmission electron microscopy.
Cell-free HIV-1 virions were isolated from transfected HEK293T cells. Briefly, cells grown in two 15-cm dishes (107 cells per dish) were transfected with 30 μg of full-length proviral plasmid DNA containing the WT sequence or indicated CA mutations using PolyJet DNA transfection reagent, as recommended by the manufacturer (SignaGen Laboratories). Two days after transfection, cell supernatants were filtered through 0.22-μm filters and pelleted by ultracentrifugation using a Beckman SW32-Ti rotor at 26,000 rpm for 2 h at 4°C. Fixative (2.5% glutaraldehyde, 1.25% paraformaldehyde, 0.03% picric acid, and 0.1 M sodium cacodylate [pH 7.4]) was gently added to the resulting pellets, and samples were incubated overnight at 4°C. The following steps were conducted at the Harvard Medical School Electron Microscopy core facility. Samples were washed with 0.1 M sodium cacodylate (pH 7.4) and postfixed with 1% osmium tetroxide/1.5% potassium ferrocyanide for 1 h, washed twice with water and once with maleate buffer (MB), and incubated in 1% uranyl acetate in MB for 1 h. Samples washed twice with water were dehydrated in ethanol by subsequent 10-min incubations with 50%, 70%, and 90% and then were washed twice with 100%. The samples were then placed in propyleneoxide for 1 h and infiltrated overnight in a 1:1 mixture of propyleneoxide and TAAB Epon medium (Marivac Canada Inc.). The following day, the samples were embedded in TAAB Epon and polymerized at 60°C for 48 h. Ultrathin sections (about 60 nm) were cut on a Reichert Ultracut-S microtome, transferred to copper grids stained with lead citrate, and examined in a JEOL 1200EX transmission electron microscope with images recorded on an AMT 2k charge-coupled-device (CCD) camera. Images were captured at ×30,000 magnification, and over 100 viral particles per sample were counted by visual inspection.
Nano-differential scanning fluorimetry (Nano-DSF) analysis of CA assemblies.
Purified HIV-1 CA proteins (WT, P38A, P38A/T216I, E45A, K203A, and Q219A) were obtained using published protocols (
144). CA tubes were assembled by incubating protein (∼10 mg/ml) in 50 mM Tris (pH 8.0), 1 M NaCl, and 20 mM β-mercaptoethanol for 2 h at 37°C. Unassembled proteins were removed by centrifugation, and samples were then diluted 10-fold into the same buffer and incubated for 10 min at room temperature prior to loading onto nano-capillaries. Nano-DSF profiles were measured with a Tycho system (Nanotemper). Because intrinsic tryptophan fluorescence was used to monitor the unfolding process, each raw nano-DSF melting curve is a cumulative distribution of the signals arising from the total population of tryptophan residues in each sample. By definition, the first derivative curve of a cumulative distribution function is a density function, and thus the first derivative curves were analyzed by Gaussian deconvolution to determine the relative proportions of the contributing species and their corresponding apparent melting temperatures (designated T1, T2, and T3 in
Fig. 3). Fitting of the first derivative profiles as sums of Gaussian curves was performed in Excel (Microsoft).
Analysis of vRNA in synchronously infected MT4 cells.
MT4 cells (3 × 106 to 6 × 106) were cooled to 4°C and infected with HIV-1NL4-3/VSV-G in the presence of 5 μM Polybrene and 25 μM nevirapine. An equivalent number of particles for CA mutant viruses (as normalized by RT activity) was used to infect cells in parallel. Cells were incubated with viruses at 4°C for 30 min to allow binding, followed by three washes with ice-cold 1× PBS to remove unbound virus. Cells were then shifted to 37°C in the presence of 25 μM nevirapine to allow virus entry. In some experiments, 50 mM ammonium chloride was included at this stage to prevent endosome acidification and, hence, viral entry. Infected cells were collected at 0, 2, 4, 6, and 24 hpi, and RNA was extracted by TRIzol. The resulting RNA was reverse transcribed and subjected to qPCR analysis for viral genomic RNA.