INTRODUCTION
In areas of malaria endemicity, immunity that protects from high (H)-density parasitemia and symptomatic disease develops over a number of years (
1). Knowledge of the precise nature of the protective immune responses to
Plasmodium falciparum, in terms of the immune mechanisms, the specific target antigens, the nature of responses, and the rate of acquisition of immunity, has been sought, and while advances have been made, our current understanding is still limited (
2,
3). Past experiments involving the passive transfer of immunoglobulin from immune adults into
P. falciparum-infected individuals provided strong evidence that antibodies (Abs) play an important role in mediating immunity and target the blood stages of infection (
4–6). Targets of antibodies include antigens expressed by the merozoite stage of the parasite, and these antibodies function by inhibiting merozoite invasion of red blood cells and by opsonizing merozoites for uptake by phagocytes and antibody-dependent cellular inhibition (
7–14).
An important approach for identifying antigens as targets of protective immunity in humans is to assess the acquisition of antibodies and the association between antigen-specific responses and protection from symptomatic malaria in malaria-exposed populations (
3), particularly in longitudinal cohort studies that prospectively examine the relationship between antibody responses and different malaria-based outcomes over time (
15). Studies examining the protective associations for antibodies to merozoite antigens have reported various results (
15–24). Some have provided evidence supporting a role of specific antibodies in protection, whereas others have found little evidence of a protective role or even an increased risk of symptomatic malaria (
15). These differences may be explained by study design with respect to the age of participants, malaria transmission intensity, and the level of immunity in the populations (
15,
25,
26).
A further aspect of the complexity of efforts aimed at such identification is the presence of significant heterogeneity in
P. falciparum transmission intensity (
26–31), even within small geographical areas. This leads to different levels of
P. falciparum exposure within populations and, therefore, impacts acquisition of immunity and risk of malaria. Understanding how these factors influence functional immunity is important for defining key targets of immunity; however, addressing these issues is challenging and new approaches and insights are needed. A recent study used a novel molecular method to define the number of new
P. falciparum clones acquired over time (the molecular force of infection [
molFOI]) (
32) and demonstrated a strong relationship between this parameter and factors that influence heterogeneity in exposure within a population (e.g., seasonality, location, and the use of bed nets). Furthermore,
molFOI, as a marker of an individual's exposure to malaria, was the major predictor of clinical disease in a cohort of young children still actively acquiring immunity to
P. falciparum (
32).
In populations where antibody levels have not yet reached thresholds that are predictive of clinical immunity, their close association with recent exposure may also make them good biomarkers of malaria risk as they may identify individuals with the highest level of exposure to
Plasmodium infection and therefore those most at risk of developing symptomatic malaria. There is increasing interest in using antibodies specific for merozoite antigens as serological biomarkers of
Plasmodium exposure or as biomarkers of immunity to help monitor changes in malaria transmission over time, to evaluate the impact of malaria control interventions, and to identify populations at high risk of developing symptomatic malaria to inform malaria control programs (
33–37). However, to achieve this, a greater knowledge of antibody responses to malaria antigens and how they are acquired relative to exposure, age, and immunity is needed (
38). Relatively little is known about the early acquisition and role of parasite-specific antibodies in young children, particularly in populations outside Africa, how such responses compare to responses in older children with higher levels of immunity, or the extent to which immunity may depend on the magnitude of antibody responses or the quality or nature of these responses (including antibody isotypes and IgG subclasses). Differences in levels and patterns of transmission of malaria, host and parasite genetics, and other population factors could potentially influence acquisition of humoral immunity and contribute to differences in antibody associations observed in different populations. The majority of studies examining the acquisition and role of malaria-specific antibodies in young children have been conducted in Africa. It is therefore desirable to examine this in additional cohort studies in geographically distinct populations to determine the generalizability of observations. A clear understanding of the human immune responses to malaria will facilitate rational vaccine design and evaluation in clinical trials. Defining the role of specific antibodies and whether they act to prevent symptomatic malaria or are indicators of an individual's previous exposure to
Plasmodium infection will provide insight into how vaccines based on specific antigens may work. It may also enable the identification of potential endpoints for measuring the efficacy of vaccines in clinical trials.
In the present study, we aimed to determine the acquisition of antibodies, including IgM and IgG subclasses, to several merozoite antigens in a longitudinal cohort of young children aged 1 to 4 years resident in Papua New Guinea (PNG) who were actively acquiring immunity to
P. falciparum malaria (
39). We examined the role of these antibodies in relation to the prospective risk of developing malaria to determine whether they may play a role in protection in this age group and evaluated the influences of age, active
P. falciparum infection, and spatial heterogeneity in exposure levels to better understand the relationship between antibodies and malaria risk. Additionally,
molFOI (
32) was measured by sensitive molecular methods, enabling us to derive new insights into the acquisition of immunity, to better understand the relationship between antibodies, heterogeneity in
P. falciparum exposure, and malaria risk, and to evaluate
molFOI as a valuable tool for use in studies of human immunity. We have previously shown that antibodies to merozoite antigens are associated with a reduced risk of developing high-density parasitemia and symptomatic
P. falciparum episodes in a cohort of older children (5 to 14 years of age) in PNG (
23,
24). Therefore, we also compared responses in two cohorts of young and older children to determine whether a threshold level of antibody may be required for protective immunity and whether the differences in the nature of antibody isotypes and IgG subclass responses may be related to protective immunity.
DISCUSSION
Findings presented here provide important insights into understanding the acquisition of immunity in young children. Our key findings are that (i) acquisition of IgG subclass-specific responses to merozoites are associated with increasing age and are boosted by active infection, and levels are reflective of spatial heterogeneity in exposure; (ii) there is early coacquisition of multiple antibodies, dominated by IgG1 and IgG3, but MSP2 responses are noted by significant coacquisition of IgM; (iii) antigen properties, rather than host factors, appear to be the main determinant of the type of IgG subclass response among individuals; (iv) antibodies reflect exposure and are predictive of malaria risk among young children in the early stages of acquiring immunity and evolve to become biomarkers of protective immunity among older children with greater exposure; (v) results suggest that antibodies may need to reach a threshold level before they are associated with immunity or are involved in mediating protection from malaria; and (vi) the novel molecular marker molFOI closely reflects heterogeneity in malaria exposure and antibody acquisition and is a valuable tool for analyses of antibody associations with malaria risk.
In young children acquiring immunity, higher levels of antibodies to merozoite antigens of
P. falciparum were not protective but were instead broadly predictive of an increased prospective risk of developing malaria. Our results suggest that high antibody levels identified children with greater malaria exposure and higher risk of
P. falciparum exposure. Total IgG and IgG subclass responses to MSP2, AMA-1, EBA175, EBA140, and EBA181 were significantly associated with increased risk of malaria. Interestingly, responses to MSP1-19 were not significantly associated with risk. When associations were adjusted for markers of
P. falciparum exposure (age, location, seasonality, concurrent
P. falciparum infection, prior use of antimalarials, and ITN use [
39]), associations with increased malaria risk were reduced overall but remained significant for some responses. On the other hand, adjusting associations with
molFOI mostly eliminated these associations with risk. These findings support the conclusion that antibodies are good biomarkers of malaria risk in this young cohort, rather than mediating significant protective immunity, and that
molFOI is better able to capture heterogeneity in malaria exposure in the cohort and account for the association between antibodies and this increased risk of malaria than other parameters.
A previous study found that
molFOI was a major predictor of clinical disease in this cohort (
32). This molecular method estimates the number of distinct
P. falciparum clones acquired during the study follow-up period, providing a more accurate estimation of individual malaria exposure than techniques such as light microscopy and standard PCR or demographic parameters (
32). Our analyses indicate that
molFOI, as a single parameter, is able to explain most of the increased risk associated with high antibody responses in this cohort. This is an important finding, and we believe that our study is the first to apply a sensitive measure of FOI in the evaluation of antibody-mediated immunity to
P. falciparum. Previously, studies have not been able to define exposure to
P. falciparum at an individual level, which has limited the interpretation of the relationship between antibodies and prospective malaria risk, particularly where extensive heterogeneity in exposure is present. It is possible that strain-specific immunity might protect against infection with specific clones, which may influence the estimation of
molFOI. However, this is likely to have minimal effect since acquired immunity generally protects against disease and not parasitemia
per se (
24), and prior studies have established that
molFOI is a very good marker of malaria transmission (
32).
Understanding how antibodies to merozoite antigens contribute to human antimalarial immunity has been complicated by inconsistent results regarding their protective associations in different studies (
15). Relatively little is known about the concentration, repertoire, and function of antibodies that are required to mediate immunity or serve as robust correlates of immunity. While a measure of antibody function would be valuable, the lack of robust assays has limited the inclusion of functional antibody measures to assess the contribution of antibody quality to immunity. The growth inhibition assay has yielded inconsistent results with respect to the role of growth inhibitory antibodies in protection (
11,
55,
56). More recently, opsonic phagocytosis assays (
14) and neutrophil-based antibody-dependent respiratory burst assays (
13) have been developed and applied to a limited number of cohort studies with results suggesting that these assays may function as correlates of immunity.
There is a large body of evidence suggesting that protection from malaria is dependent on high antibody concentrations (
22–24,
49,
57–59). We previously demonstrated that high levels of antibodies to AMA-1, MSP1-19, and MSP2 were significantly associated with protection from symptomatic malaria in older children in PNG and that the nature of the IgG subclass was important (
24). This suggests that the use of these antigens in the present study to assess acquisition of immunity was appropriate. IgG responses to EBA140, EBA175, and EBA181 were among those most strongly associated with protection from symptomatic malaria in the cohort of older children (
23) but were similarly associated with increased risk in the cohort of younger children. Direct comparisons of antibody levels between these two cohorts suggested that a threshold level of antibodies may be required to mediate protective immunity, whereas the IgG subclass profiles of the two cohorts were similar. IgG responses were substantially lower in the younger cohort. The concept of a quantitative correlate of protection for malaria-specific antibodies has been briefly explored in African populations (
22,
44,
57–59). Our results support those of a recent study demonstrating the requirement for a “protective threshold” concentration of merozoite-specific antibodies for protection from clinical episodes of malaria (
57). These findings have important implications for understanding and assessing human immunity to malaria, for identifying populations at risk, and for the design of future immunoepidemiological studies that aim to assess the importance of humoral responses in protection from malaria.
Our findings highlight how antibodies to merozoite antigens can be biomarkers of both increased malaria risk and protective immunity, depending on the population and the level of immunity (
Fig. 6). In populations with limited cumulative exposure (e.g., young children or those living in areas of low transmission), levels of antibodies may be below a protective threshold and may be useful as biomarkers of past exposure and higher future malaria risk but poor biomarkers of clinical immunity. Such biomarkers may be particularly useful where exposure is heterogeneous. In some low-transmission settings, the protective threshold may never be reached because of insufficient or infrequent exposure to malaria infection. With increasing cumulative exposure, the value of these antibodies as biomarkers of exposure and/or risk of symptomatic malaria declines. Antibodies may reach a protective threshold level and evolve to become better biomarkers of immunity but poor biomarkers of increased risk of symptomatic malaria. Further studies in different settings and populations are needed to better define optimal antibody biomarkers of malaria (
38), and it should be noted that a protective threshold level of antibodies has not yet been defined. However, we believe that this model provides a framework for understanding divergent antibody associations. The utility of antibodies in serosurveillance is also dependent on the longevity of antibody responses in the absence of infection, which is currently poorly understood and appears to be highly variable among individuals (
38,
60).
The IgG subclass profiles observed in this cohort were in agreement with those seen in previous studies (
17,
18,
20,
21,
24,
50,
61–65), with an IgG1-dominant response observed for MSP1-19 and AMA-1 compared with the IgG3-dominant response observed for MSP2. Our analyses suggest that the nature of the IgG subclass response appeared to be mainly influenced by antigen properties rather than host factors, as we have reported previously (
24). The IgG subclass profile was very similar to that seen in our prior study of older PNG children and suggests that differences in the nature of the IgG subclass response do not account for the differences in the associations between antibodies and protective immunity in the two cohorts. Of further interest, the strong correlations observed between IgG and IgM responses to MSP2 suggest coacquisition of these responses, whereas this was not seen with MSP1-19 and AMA-1. These differences seen with IgM responses may reflect inherent structural differences in the antigens and/or the relative conservation of the epitopes that are targeted (MSP2 is intrinsically unstructured, in contrast to MSP1-19 and AMA-1), and this warrants further investigation.
In conclusion, these findings have implications for understanding human immunity to malaria, identifying targets of protective immune responses to facilitate vaccine development, and developing immune biomarkers of malaria exposure that could be used to enhance malaria control and elimination efforts. Our findings suggest that antibody responses can evolve from being biomarkers of malaria risk in populations with low immunity to being biomarkers of, and contributors to, protection from malaria in older individuals or in those with greater cumulative exposure. Furthermore, our data suggest that differing associations with protection between population-based studies may be related to differences in antibody levels between cohorts with a threshold antibody level required for protective immunity, which is supported by recent findings in an African population (
57). Our findings highlight the utility of serological approaches, and of
molFOI, in identifying populations at risk and assessing ongoing transmission of malaria in populations with low levels of immunity.