Clinical resistance.
Pentavalent antimonial drugs were used worldwide for the treatment of VL and CL for over six decades with little evidence of resistance. Although the selection of resistant
Leishmania has long been a part of laboratory studies, it is only in the past 15 years that acquired resistance has become a clinical threat. In most parts of the world, over 95% of previously untreated patients with VL respond to pentavalent antimonials, the recommended first-line treatment. However, the region endemic for VL in North Bihar, India, has the unique distinction of being the only region in the world where widespread primary failure to Sb(V) has been reported (
141,
144,
154). Even in this geographical region a variation in Sb(V) sensitivity occurs with significant drug resistance at the epicenter of the epidemic and a high level of sensitivity only 200 miles away (
144). This resistance is so far unique to
L. donovani; all isolates from a large number of refractory as well as responding patients in India were identified as this species (
146,
149).
Until the late 1970s, a small daily dose (10 mg/kg; 600 mg maximum) for short duration (6 to 10 day) was considered adequate, when unconfirmed reports suggested a 30% treatment failure with this regimen from four districts most severely affected, Muzaffarpur, Samastipur, Vaishali, and Sitamarhi (
120) (see Fig.
3). Following this, an expert committee revised recommendations to use Sb(V) in two 10-day courses with an interval of 10 days and a significant improvement in cure rates (99%) was observed (
2). However, only a few years later, another study noted 86% cure rates with 20 days of continuous treatment with this regimen (
153). In 1984, a World Health Organization (WHO) Expert Committee recommended that Sb(V) should be used in doses of 20 mg/kg/day up to a maximum of 850 mg for 20 days, with a repeat of the same regimen for 20 days in cases of treatment failure. Four years later, Thakur etal. evaluated the WHO recommendations and reported that 20 days of treatment with 20 mg/kg/day (maximum 850 mg) cured only 81% of patients, although with an extension of the treatment for 40 days, 97% of patients could be cured (
151). Three years later, the same group noted a further decline in cure rate to 71% after 20 days of treatment, and recommended extended duration of treatment in nonresponders (
152). Jha et al. (
83) found that extending the therapy until 30 days could cure only 64% of patients in a hyperendemic district of Bihar (Fig.
2).
From these findings it became clear that Sb(V) refractoriness was increasing although the reports came from studies that were not strictly controlled. In two following studies carried out under strictly supervised treatment schedules, it was observed that only about one-third of all VL patients could be cured with the currently prevailing regimen (
144). The incidence of primary unresponsiveness was 52%, whereas 8% of patients relapsed. During the same period only 2% of patients from the neighboring state of (Eastern) Uttar Pradesh failed treatment (
144). These studies confirmed that a high level of Sb(V) unresponsiveness exists in Bihar, though the drug continues to be effective in surrounding areas (Fig.
2). There are reports of antimony resistance spreading to the Terai regions of Nepal, especially from the district adjoining hyperendemic areas of Bihar, where up to 24% of patients seem to be unresponsive, though in eastern Nepal a 90% cure rate has been reported (
124).
The reason for the emergence of resistance is widespread misuse of the drug. Sb(V) is freely available in India, and is easily accessible over the counter. Most patients (73%) first consult unqualified medical practitioners, who might not use the drug appropriately (
147). It has been a common practice to start with a small dose and gradually increase the dose over a week. Drug-free intervals are given with the belief that they will prevent renal toxicity. On many occasions the daily dose of drug is split into two injections, to be given twice daily. These practices presumably expose the parasites to drug pressure, leading to progressive tolerance of the parasite to Sb(V). It has been observed that only a minority of patients (26%) were treated according to prescribed guidelines: irregular use and incomplete treatments were a common occurrence. These facts point to the mishandling of antileishmanial drugs in Bihar as a significant contributor to the development of drug resistance (
147).
Parasite resistance.
In a study to determine whether acquired drug resistance was present in Bihar,
L. donovani isolates were taken from responders and nonresponders (
96). Using an in vitro amastigote-macrophage assay, isolates from patients who did respond to sodium stibogluconate treatment were threefold more sensitive, with 50% effective doses (ED
50s) (around 2.5 μg Sb/ml) compared to isolates from patients who did not respond (ED
50s around 7.5 μg Sb/ml). There was no difference in the sensitivity of isolates when the promastigote assay was used (
96). The significant difference in amastigote sensitivity supports the concept of acquired resistance in Bihar. However, more biological evidence is required to support the temporal and spatial parameters of the Bihar phenomenon. The sample size in this first study (
96) was small (15 nonresponders and 9 responders), and a threefold difference in sensitivity can be seen between experiments in this model (
36).
Other reports on VL isolates from Sudan have also shown that the clinical response to sodium stibogluconate was reflected in isolates in the amastigote-macrophage model (but not in promastigotes) (
1,
80). Other observations support the notion that Sb resistance can be aquired. In
L. infantum isolates taken from immunodeficient and immunocompetent VL patients in France both before and after meglumine antimoniate treatment, isolates from 13 of 14 patients posttreatment had decreased sensitivity in an amastigote-macrophage assay (
62). A similar decreased sensitivity was observed in
L. infantum isolates taken from dogs before and after meglumine antimoniate treatment (
74).
In the laboratory
L. donovani resistance to antimonials is easily generated in culture, most recently in axenic amastigote of
L. donovani and
L. infantum, and a rodent model (
58,
75). Although the in vitro data suggest that increasing the dose of Sb(V) could overcome the unresponsiveness, even the current doses produce unacceptable toxicity and further increase in the quantity of drug could seriously jeopardize the safety of the patients (
146). What we still do not have is a marker of clinical antimony resistance in
L. donovani isolates. Several laboratory-generated markers of Sb resistance have now been identified (
146), but evidence of their existence in field isolates from refractory patients has yet to be found. Although an amplicon was observed in a few isolates from Sb-refractory patients, the significance of this observation has yet to be determined (
134).
The development of Sb resistance in the anthroponotic cycle in Bihar suggests that resistance could also develop to other antileishmanial drugs as they are introduced. A similar potential for resistance to develop exists in East Africa, especially in Sudan, another anthroponotic focus of VL with intense transmission, where poverty, illiteracy, and poor health care facilities portend misuse of the drug and consequent emergence of resistance. Resistance seems to be a feature of intensive transmission of anthroponotic
L. donovani as epidemic turns to endemic in foci where Sb(V) has been used as monotherapy for long periods, often with poor supervision and compliance (
146,
147). In other parts of the world, Sb(V) continues to be effective (
34,
156). Another concern is that increasing numbers of HIV/VL-coinfected patients will be a potential source for emergence of drug resistance. These patients have high parasite burden and a weak immune response, respond slowly to treatment, have a high relapse rate, and could be a reservoir of drug-resistant parasites. Furthermore, the reports of transmission of infection via needle sharing in HIV/VL-coinfected patients in southern Europe, identify another route for spread of resistant parasites (
40,
106).
Mechanisms of action and resistance.
After 60 years of use, the antileishmanial mechanism of action of pentavalent antimonials is only now nearly understood. Interpretation of some of the earlier reports on mode of action and drug sensitivity to antimonials is complicated by the fact that liquid formulations of sodium stibogluconate contain the preservative
m-chlorocresol, itself a potent antileishmanial agent (
126). Unfortunately, much of this literature does not specify whether the liquid form or additive-free powder form was used. Nonetheless, it is now generally accepted that all pentavalent antimonials are prodrugs that require biological reduction to the trivalent form [Sb(III)] for antileishmanial activity. The site (amastigote or macrophage) and mechanism of reduction (enzymatic or nonenzymatic) remain controversial. However, several studies have reported that axenic amastigotes (i.e., cultured in the absence of macrophages) are susceptible to Sb(V), whereas promastigotes are not, suggesting that some stage-specific reduction occurs in this life cycle stage (
27,
57,
58,
72). However, there are reports to the contrary (
129). Certainly, a proportion of Sb(V) may be converted to Sb(III) in humans (
25,
70) and in animal models (
99), so both mechanisms may be operative. Further studies are required to resolve this issue.
Although stage-specific reduction has been demonstrated recently (
132), the mechanism by which amastigotes reduce Sb(V) is not clear. Both glutathione and trypanothione can nonenzymatically reduce Sb(V) to Sb(III), particularly under acidic conditions (
63,
65,
115,
162,
163). However, the physiological relevance of these observations is open to question since the rates of reduction are rather slow. Moreover, promastigotes contain higher intracellular concentrations of trypanothione and glutathione than amastigotes (
7,
161) and both stages maintain intracellular pH values close to neutral, independent of external pH (
69). Thus, it is difficult to account for the selective action of Sb(V) against the amastigote stage by a nonenzymatic mechanism. As both stages can take up Sb(III) and Sb(V) the insensitivity of promastigotes to Sb(V) cannot be attributed to drug exclusion (
22).
Two possible candidates for the enzymatic reduction of Sb(V) to Sb(III) in amastigotes have recently been identified. The first is a thiol-dependent reductase related to glutathione
S-transferases that is more highly expressed in amastigotes (
46). The second is a homologue of a glutaredoxin-dependent yeast arsenate reductase (
167). The levels of expression of this protein in promastigotes and amastigotes were not reported and the low specific activity of the recombinant enzyme with glutaredoxin raises questions as to the physiological nature of the electron donor in
Leishmania spp. The importance of these candidate proteins in conferring sensitivity to Sb(V) in amastigotes needs to be addressed.
There have been comparatively few studies on the mode of action of these drugs. Initial studies suggested that sodium stibogluconate [Sb(V)] inhibits macromolecular biosynthesis in amastigotes (
18), possibly via perturbation of energy metabolism due to inhibition of glycolysis and fatty acid β-oxidation (
16). However, the specific targets in these pathways have not been identified. More recent studies have reported apoptosis in Sb(III)-treated amastigotes involving DNA fragmentation and externalization of phosphatidylserine on the outer surface of the plasma membrane (
130,
139). However, these effects do not involve the classical caspase-mediated pathway (
130) and do not meet the more recent stringent definition of apoptosis (
85).
The mode of action of antimony in drug-sensitive
L. donovani involves several effects on glutathione and trypanothione metabolism (Fig.
3) (
161). Exposure to Sb(III) causes a rapid disappearance of trypanothione and glutathione from isolated amastigotes and promastigotes in vitro. A significant portion of these thiols are effluxed from cells in approximately equimolar amounts with the remainder being converted intracellularly to their respective disulfides (trypanothione and glutathione). The formation of the latter was ascribed to continuing oxidative metabolism in the face of inhibition of trypanothione reductase. Sb(III), but not Sb(V), has previously been shown to be a time-dependent reversible inhibitor of trypanothione reductase in vitro (
41). Since Sb(III) also inhibits recovery of intracellular thiols following oxidation with diamide, this is consistent with inhibition of trypanothione reductase in intact cells (
161). The profound loss of these thiols (>90% in 4 h) coupled with the accumulation of disulfide (up to 50% of the residual within 4 h) causes a marked decrease in cellular thiol redox potential. Similar effects on thiol levels and thiol redox potential were observed when amastigotes were exposed to Sb(V), intrinsically linking the effects of the biologically active Sb(III) with the clinically prescribed Sb(V).
The mechanism by which
Leishmania spp. acquire resistance to antimonials has been the subject of intensive research for several decades, often yielding apparently contradictory results. It should be borne in mind when evaluating the literature that (i)
L. tarentolae is quite different to species that infect mammals, and (ii) some laboratory-derived promastigote resistant lines were initially generated by selection for resistance to arsenite (
115) and subsequently found to be cross-resistant to Sb(III), whereas others have been directly selected for resistance by exposure to Sb(III). While Sb and As are both metalloids, the selection method may affect the resulting resistance mechanism. As promastigotes are not sensitive to Sb(V), lines that were reportedly selected for resistance with Sb(V) preparations may have been selected for resistance to the
m-chlorocresol preservative instead (
58,
126). Alternatively, Sb(V) preparations could be partially reduced due to prolonged storage at acidic pH or in culture media containing thiols such as cysteine or glutathione (
63,
65). It is also not inconceivable that some
Leishmania spp. constitutively express higher amounts of “antimony reductase” activity in the promastigote stage than others.
Diminished biological reduction of Sb(V) to Sb(III) has been demonstrated in
L. donovani amastigotes resistant to sodium stibogluconate (
132). This line also shows cross-resistance to other Sb(V) drugs, but the same susceptibility to Sb(III) as the wild type (
57), distinguishing it from the trypanothione pathway mutants described below. It is not known whether this mechanism occurs in clinical isolates at present. The accumulation of Sb(V) and Sb(III) in promastigotes and amastigotes has been shown to be by different transport systems (
22), and although Sb accumulation was lower in resistant forms than in sensitive forms, levels of accumulation could not be correlated to sensitivity in wild-type cells. Aquaglycoporins have recently been demonstrated to mediate uptake of Sb(III) in
Leishmania spp. and overexpression of aquaglycoporin 1 renders them hypersensitive to Sb(III) (
71). Transfection of aquaglycoporin 1 in an Sb(V)-resistant field isolate also sensitized it to sodium stibogluconate when in the amstigote form in a macrophage.
Increased levels of trypanothione have been observed in some lines selected for resistance to Sb(III) or arsenite (
107). This is due to increased levels of the rate-limiting enzymes involved in the synthesis of glutathione (γ-glutamylcysteine synthetase) (
76) and polyamines (ornithine decarboxylase) (
78), the two precursor metabolites to trypanothione (Fig.
3). Increased synthesis of glutathione and trypanothione from cysteine could help to replace thiols lost due to efflux as well as to restore thiol redox potential perturbed by accumulation of disulfides (
161).
Spontaneous formation of Sb(III) complexed with either glutathione, trypanothione or both has been demonstrated by proton nuclear magnetic resonance spectroscopy (
140,
162) and by mass spectrometry (
107). Since glutathione
S-transferase (GST) is elevated in mammalian cells selected for resistance to arsenite (
97), it has been proposed that formation of the metalloid-thiol pump substrates in
Leishmania spp. could be rate-limiting and that GST could mediate this activity (
107). However, GST is not detectable in
Leishmania spp., although there is an unusual trypanothione
S-transferase activity associated with the eukaryotic elongation factor 1B complex (
157).
The precise nature of the Sb-thiol complex remains uncertain, but two routes of elimination of the complex can be envisaged. The first involves sequestration in an intracellular compartment or direct efflux across the plasma membrane. Early studies noted that PgpA, a member of the ATP-binding cassette (ABC) transporters, is amplified in some resistant lines (
26,
114). However, it soon became apparent that this transporter is not responsible for drug efflux across the plasma membrane. First, overexpression of PgpA was reported to decrease influx of Sb rather than increase efflux, possibly due to a dominant-negative effect through interactions with other membrane proteins (
28). Second, overexpression of PgpA did not mediate increased efflux of radioactive arsenite from cells (
49) or transport of arsenite across plasma membrane preparations (
107). Finally, PgpA plays a relatively minor role in resistance (
116) and is localized in membranes that are close to the flagellar pocket, the site of endocytosis and exocytosis in this parasite (
91). Thus, the identity of the efflux pump in the plasma membrane and its role in resistance to antimonials remain to be determined. However, the studies described above have identified PgpA as functioning to sequester Sb(III) in an intracellular vacuolar compartment in
Leishmania (Fig.
3). It is worth noting that resistance due to intracellular sequestration of Sb(III) as a thiol conjugate would show higher rather than lower intracellular levels of Sb(III). Thus, either sequestration plays a minor role in resistance or the conjugates must be rapidly exocytosed from the cell.
The next important step is to relate mechanisms observed in laboratory studies to clinical resistance. In one study on field isolates, no amplification of the genes found in laboratory studies was observed; rather amplication of a gene on chromosome 9 possibly involved in protein phosphorylation was identified (
136).