INTRODUCTION
Blooms of freshwater cyanobacteria, particularly the genera
Microcystis and
Anabaena, have caused increasing problems in recent years. These blooms have frequently resulted in water quality deterioration with adverse effects on lake ecology, livestock, human water supplies, and recreational activities (
1). The most direct method of control involves the application of algicides (
2–4), but this is potentially damaging to the environment, may cause secondary pollution, and cannot be applied to public water areas in Japan. Although alternative methods, such as nutrient removal and suppression of growth by aeration devices, have been developed for the elimination of cyanobacteria (
5,
6), these methods are expensive and have no immediate obvious effect. There have been very few successful examples of aeration devices in Japan. Therefore, no effective methods have yet been developed. In order to control cyanobacteria, lytic organisms have been investigated, and many lytic protozoa, bacteria, and bacteriophages have been isolated (
1,
7–9). Although lytic organisms may play a primary role in causing declines of cyanobacteria, no definite conclusions have been established.
In a natural environment, the lytic phenomena associated with the occasional blue color are observed (
Fig. 1A). Fallon and Brook reported that lysis was indicated by the presence of a blue opalescent sheen on the surface waters, resulting from the release of phycocyanin pigments and gas vesicles from the lysing algae (
7). For the lysis with blue color formation, they considered that the lytic organisms (bacteria and protozoa) and photooxidation may potentially be harmful to the cyanobacterial populations. However, they could neither identify the cause nor clarify the mechanism of the blue color formation. We also observed the lysis of cyanobacteria involving blue color formation in a natural environment on 5 August 2008, 14 September 2010, and 6 September 2013 and detected phycocyanin from the filtrate of the lysed cyanobacterial scum.
Cyanobacteria produce numerous volatile organic compounds (VOCs), such as β-cyclocitral, geosmin, and 2-methylisoborneol (2-MIB) (
10–13). These volatile compounds have been shown to possess lytic activity against cyanobacteria (
14). Among these compounds, only β-cyclocitral caused the characteristic color change in the culture broth from green to blue during the lysis process (
14,
15). β-Cyclocitral was more easily oxidized than similar aldehyde compounds; therefore, the pH of the solution quickly decreased. As a result, chlorophyll
a and β-carotene disappeared due to the acid stress, but phycocyanin remained. The inherent blue color from the tolerant water-soluble pigments thus become visible in the cultured broth. An oxidation product of β-cyclocitral in an aqueous solution was isolated and identified as 2,2,6-trimethylcyclohexene-1-carboxylic acid (β-cyclocitric acid) (
15).
Lakes Sagami and Tsukui in northern Kanagawa Prefecture, Japan, are typical eutrophic reservoirs (
Fig. 2). We have continued to monitor the presence of cyanobacteria and algae in these lakes every week since 1972 because the lakes are important sources of drinking water for Kanagawa Prefecture. Several large-scale growths of cyanobacteria have occurred with blue color formation, as shown in
Fig. 1A. In August 2008 in Lake Tsukui, we encountered a color change similar to that observed in the laboratory experiments shown in
Fig. 1. In the present study, we collected lysed cyanobacteria on 5 and 12 August 2008 and investigated the number of cyanobacterial cells and their damage, pH, and VOCs. We also encountered the same phenomenon on 14 September 2010 in Lake Tsukui and on 6 September 2013 in Lake Sagami and collected scum samples and investigated the VOCs (
Fig. 2). The aim of the present study is to report blue color formation under natural conditions, which includes measurement of the cyanobacterial cells, observation of the surface of the damaged
Microcystis cell membrane, measurement of pH, and detection of phycocyanin and VOCs, such as β-cyclocitral.
DISCUSSION
Cyanobacteria produce numerous volatile organic compounds, such as β-cyclocitral, geosmin, and 2-MIB (
13,
21). The occurrence of β-cyclocitral is correlated with the appearance of
Microcystis (
11,
21). In the present study, we detected the following volatile organic compounds from the raw water and the filtrate of the lysed cyanobacterial scum of Lake Tsukui: β-cyclocitral, β-ionone, 2-methyl-1-butanol, 3-methyl-1-butanol, 1-propanol, and 2-phenylethanol (
Table 1). Some of these volatile compounds from the cyanobacteria showed lytic activity against the cyanobacteria (
14). In particular, β-cyclocitral caused an interesting color change in the culture broth from green to blue during the lysis process (
14,
15). When β-cyclocitral was added to the laboratory strains of any genera and to bloom samples, including many species of cyanobacteria, it caused the characteristic result, so that the absorption maxima of chlorophyll
a and β-carotene disappeared but that of phycocyanin remained for 12 h. This indicated that the oxidation of β-cyclocitral leads to acidification, which then preferentially decomposes chlorophyll
a and β-carotene rather than phycocyanin, so that the inherent color from the tolerant water-soluble pigments became observable. Simis and Kauko bleached chlorophyll and carotenoid by the addition of β-cyclocitral to many cell cultures of cyanobacteria and obtained the mass-specific absorption spectra of phycocyanin and phycoerythrin (
22). However, the addition of β-ionone gradually reduced the green color and produced a colorless solution with white precipitates after 10 h (
15). This result was probably due to the structurally characteristic feature of β-cyclocitral.
The concentrations measured at the lysing point were lower than those from the laboratory experiments performed by Ozaki et al. (
14) and Harada et al. (
15). However, β-cyclocitral, whose pH-dependent distribution coefficient (log
D) is 3.3, is hydrophobic; consequently, only 1/2,000 of the added β-cyclocitral dissolves in water and shows lytic activity (
23). The concentration at which the lysis involving blue color formation took place in the laboratory experiment was 6.5 mM, which equates to 1,000 mg liter
−1, and its concentration taking into consideration the 1/2,000 dissolution factor was 500 μg liter
−1. This concentration roughly agreed with the data for the Lake Tsukui sample taken on 14 September 2010 (
Table 1). The cell quota of β-cyclocitral was estimated to be approximately 10 fg/cell (
10). According to the analytical results for the VOCs from the scum samples with blue color formation on 5 August, the intracellular β-cyclocitral concentration was 75 fg/cell, which was much higher than 10 fg/cell (
Table 1). One week later, the intracellular β-cyclocitral concentration became lower than 10 fg, and the concentration per cell was very low in the St. 4 sample, which showed no formation of blue color. Although β-cyclocitral was formed during the analysis using SPME (
20), we observed that the potential for the formation of β-cyclocitral was higher in cells in which blue color formation occurred than in healthy cells.
β-Cyclocitral is derived from β-carotene by an oxidation reaction (
11,
21). Jüttner et al. reported that the production of β-cyclocitral from β-carotene was activated by the disintegration of the
Microcystis cells undergoing freezing and thawing (
11). These results indicated that β-cyclocitral is not originally present in the cells and can be derived from β-carotene when the
Microcystis cell is disintegrated by stimulations, such as some pretreatments and biological attacks by viruses and bacteria, and the subsequent activation of the carotenoid cleavage dioxygenases (CCD) (
24,
25). β-Cyclocitral was more easily oxidized than similar aldehyde compounds, and the pH of the solution, therefore, quickly decreased to 4.5. An oxidation product of β-cyclocitral in a water solution was isolated and identified as β-cyclocititric acid (
13). Huang et al. reported that cyanobacterial (specifically,
Synechocystis sp. strain PCC 6308) blue color formation may be due to acid stress (
26). They used hydrochloric acid for acidification, and the blue color was formed below pH 3.6. As shown in
Table 1, we measured the pHs of the lysed scum samples from Lake Tsukui, and the pH decreased to 5.4 from the typical pH (approximately 8.5), suggesting the presence of an acidic compound. The acid formed from β-cyclocitral probably contributed to the pH-lowering effect, thus allowing the characteristic blue color to form, although the pH was higher than 3.6 (
15). This may have been due to damage to the cell wall, and these details of blue color formation will be reported elsewhere.
On 6 September 2013 at Lake Sagami, β-cyclocitral was not detected, but β-cyclocitric acid, 2,2,6-trimethylcyclohex-1-en-1-yl formate, and 2,6,6-trimethyl cyclohexanone were detected; the concentration of 2,6,6-trimethyl cyclohexanone was the highest among these VOCs (
Table 2 and
Fig. 6). β-Cyclocitric acid is an oxidation product of β-cyclocitral, and 2,2,6-trimethylcyclohex-1-en-1-yl formate is an enolester, also produced from β-cyclocitral, probably due to Baeyer-Villiger oxidation. The enolester was easily transformed into 2,6,6-trimethyl cyclohexanone by alkaline hydrolysis. As shown in
Table 2, the molar sums of these three VOCs at St. 7 and St. 8 were 0.39 μM and 2.07 μM, respectively, suggesting that the parental β-cyclocitral was present at a concentration of 61 μg liter
−1 at St. 7 and 330 μg liter
−1 at St. 8. These concentrations and pH values are similar to the 2008 data from Lake Tsukui. The detailed chemical and analytical aspects of the VOCs will be discussed elsewhere.
Ozaki et al. studied the morphological change in the lysed
Microcystis cells after the spiking of β-cyclocitral using electron microscopic methods in the laboratory (
27). They found that the cells initially shrank and then gradually became wrinkled when using the SEM, and damage to the cell membrane or cell wall on the surface was observed. However, by using a transmission electron microscope, it was shown that the thylakoid membrane with the phycobilisome still remained in the center of the cell. In the present study, we examined the wrinkled cells using an SEM (see Fig. S3B in the supplemental material) and observed that the cell walls were broken; the resulting cytoplasm was identified using an optical microscope in the same manner as previously reported (
27) (
Fig. 4B). This result suggested that the cyanobacteria collected from Lake Tsukui were lysed with β-cyclocitral. These dead cells became aggregated and sank on a large scale; therefore, the lake clearly showed a blue color (
Fig. 1A).
As shown in
Fig. 5, the percentage of the living
Microcystis cells within the species composition increased from 36.4% to 95.9% 7 days after blue color formation occurred, but that of
A. affinis decreased from 20% to 4.1% in 2008. That of
A. flos-aquae was 43.7%, but it disappeared 1 week later. The lytic activity of β-cyclocitral for
A. affinis and
Aphanizomenon appeared stronger than that for
Microcystis. When β-cyclocitral was added to laboratory strains, blue color formation was observed after 6 h; however, it was observed 4 days after β-cyclocitral was added to natural bloom samples (
15).
Microcystis under natural conditions has a sheath on the outside of the cells (
28,
29), but such a sheath was not found in
A. affinis and
Aphanizomenon. Therefore, the
Microcystis composition of the living cells appeared to increase 7 days after blue color formation. In 2013 at Lake Sagami, the percentage of the living
Microcystis cells within the species composition increased from 22.4% to 72.0% and that of
A. mucosa cells drastically decreased from 83.8% to 5.7% (
Fig. 5). Chang et al. exposed β-cyclocitral to two cyanobacteria (
M. aeruginosa PCC 7005 and 7820) and one diatom (
Nitzschia palea) (
30). They determined the effect of β-cyclocitral on cell integrity using an SEM and a flow cytometer. As a result, a higher concentration of β-cyclocitral was needed for the two
Microcystis strains than for
N. palea to cause the cells to rupture. In the present study, we observed that
A. affinis,
Aphanizomenon, and
A. mucosa decreased more quickly than
Microcystis.
Microcystis has higher resistance to β-cyclocitral than the other cyanobacteria and algae. β-Cyclocitral derived from
Microcystis has lytic activity toward
Microcystis itself but would have stronger inhibitory activity against other cyanobacteria and algae. Jüttner et al. also reported that the role of β-cyclocitral was as a grazer repellent against
Daphnia (
31).
Several alcohols, such as 1-propanol, 3-methyl-1-butanol, and 2-phenylethanol, were detected together with β-cyclocitral, as shown in
Table 1. In a previous laboratory experiment, these alcohols were also detected together with β-cyclocitral from the cyanobacterium
M. aeruginosa NIES-843. The alcohols were optimally produced after 35 days of culture, in which the nitrate nitrogen in the cultured broth was exhausted. Additionally, they were definitely produced using the 2-keto-acid decarboxylase (MaKDC) in the
Microcystis strains (
32). It is known that 3-methyl-1-butanol induced the formation of the hypha-like extensions and pseudohyphae in yeasts (
33). These results suggested that, because these compounds are not produced by the other genera of cyanobacteria, the alcohols from
Microcystis were significant for its life (
34). Watson mentioned that although many algal VOCs may represent waste by-products from the metabolic or cell degradation process, they could serve as important chemical signals of changes in the algal growth or metabolism, in community structures, and in ecosystem functions and health (
13). The production of β-cyclocitral and 3-methyl-1-butanol showed a unique pattern, so that they were not produced during the cyanobacterial growth stage but appeared during an early stage of aging (
14). Therefore, it is considered that these VOCs play an important role in the life cycle of the cyanobacteria.
While blue color formation is often observed during midsummer when the cyanobacterial blooms produce scum, it is rare in the autumn, when the cyanobacteria decrease. This may be due to the stress related to the density of the cyanobacteria, which leads to the disintegration of the
Microcystis cells, followed by the production of β-cyclocitral. In a separate laboratory experiment, it was found that the accumulation of
Microcystis cells caused blue color formation (data not shown). Additionally, the characteristic feature of Lake Tsukui, which is that there is no leakage of water blooms of cyanobacteria from the surface layer and they continue to accumulate, facilitates the occurrence of this phenomenon, as shown in Materials and Methods. As seen in
Fig. 1A, blue color formation appeared over a large portion of the surveyed area. Lysis with blue color formation may be one of the survival strategies employed by
Microcystis spp. during cyanobacterial blooms, when nutrients become scarce.
In conclusion, a color change similar to that seen in laboratory experiments was observed in the natural environment. We tried to clarify a mechanism for blue color formation. The mechanism may be as follows: first, β-cyclocitral is released from Microcystis cells by a lytic microorganism or high cell density as a trigger; second, β-cyclocitral lyses other Microcystis cells; third, the resulting β-cyclocitral is rapidly oxidized to the corresponding carboxylic acid; then, the pH quickly decreases, and chlorophyll a and β-carotene are decomposed by acid stress. As a consequence of these consecutive events, the blue color due to phycocyanin is formed. In this study, β-ionone, 1-propanol, 3-methyl-1-butanol, and 2-phenylethanol were detected, together with β-cyclocitral. These VOCs may be associated with the life cycle of Microcystis, and more detailed studies will contribute to establishing a biological control system for Microcystis. Blue color formation is often observed during the midsummer, when the cyanobacterial blooms produce scum. Therefore, it might be related to the stress of the density. β-Cyclocitral derived from Microcystis has lytic activity toward Microcystis itself but would have stronger inhibitory activity against other cyanobacteria and algae, suggesting that these VOCs play an important role in the ecology of aquatic environments.