INTRODUCTION
Hepatitis B virus (HBV) infection is a global health problem with 257 million chronic carriers worldwide who are at a high risk of developing liver diseases such as liver cirrhosis and hepatocellular carcinoma (
1). Although new infections and mother-to-child transmission can be controlled by hepatitis B vaccine, hepatitis B immunoglobulin (HBIG), and potent antivirals, hepatitis B surface antigen (HBsAg) seroprevalence is estimated at over 8% in areas of high endemicity, especially in sub-Saharan Africa and in Asia (
2). Curative treatment options for individuals already infected with HBV are still lacking. Current treatment of chronic hepatitis B includes orally administered nucleos(t)ide analogues (NUCs), such as entecavir (ETV) and tenofovir (TDF), which inhibit the reverse transcriptase activity of HBV polymerase, and subcutaneously administered interferons. NUCs efficiently suppress virus replication, have an excellent safety profile, and can reduce the risk of liver disease and mortality. However, NUCs cannot eliminate episomal covalently closed circular DNA (cccDNA) that serves as the template for viral transcription and represents the viral persistence form (
3). Thus, there is a high need to develop new and potentially curative therapeutic approaches that target cccDNA.
HBV is a small enveloped virus containing partially double-stranded, relaxed circular DNA (rcDNA) within its capsid (
4). The icosahedral HBV capsid spontaneously assembles from 120 dimers of HBV core protein. HBV core protein and its assembled capsid play a role in virtually every step of the HBV life cycle. During cell entry, the incoming particle releases the capsid that delivers the HBV rcDNA genome into the nucleus, where rcDNA is converted into cccDNA. Core protein associates with cccDNA and is implicated in epigenetic regulation of cccDNA (
5). Later in infection, viral DNA synthesis occurs within newly assembled capsids via reverse transcription of a pregenomic RNA (pgRNA), giving rise to rcDNA. During formation of new viral genomes, capsids facilitate pgRNA packaging and minus-strand and plus-strand DNA synthesis rather than being inert containers (
6–8). Subsequently, rcDNA-containing capsids are enveloped and released from the cells or alternatively recycled back to the nucleus to maintain or amplify cccDNA (
9).
Core protein allosteric modulators (CpAMs), also called capsid assembly inhibitors, are small molecules capable of modulating capsid assembly (
10). Several chemical classes of CpAMs, including phenylpropenamide (PPA), heteroaryldihydropyrimidine (HAP), and sulfamoylbenzamide (SBA), have been identified, and the first compounds are in early clinical trials (
3). PPA derivative AT130 selectively prevents pgRNA packaging, resulting in empty capsids that are morphologically identical to wild-type capsids (
11). HAP derivative Bay41-4109 accelerates and misdirects capsid assembly
in vitro (
12) and depletes newly synthesized core protein by reducing its half-life in cell culture (
13). HAP_R01 is a novel HAP-type CpAM (
Fig. 1A) that binds to the core protein dimer-dimer interface and effectively inhibits HBV replication and HBeAg biosynthesis in HBV-replicating hepatoma cells (
14–16).
While studies have shown that CpAMs can inhibit cccDNA formation during
de novo HBV infection (
17–19), further mechanism-of-action (MOA) studies are needed to elucidate whether and how CpAMs target capsid of incoming virus particle and affect early stages of HBV infection. Studying this, we found that HAP_R01 inhibits cccDNA formation in primary human hepatocytes (PHH), HepaRG cells, and sodium taurocholate cotransporting polypeptide (NTCP)-reconstituted hepatoma cells (HepG2-NTCP-K7) (
9) with 10- to 30-fold-reduced efficacy compared to its inhibitory effect on the formation of new virions. Mechanistic analysis demonstrated that HAP_R01 directly acts on preformed HBV capsids, resulting in aberrant core protein polymers that are depleted in infected cells. HAP_R01 was also able to target the capsids from incoming virions and reduce HBV particle infectivity. Furthermore, we showed an additive antiviral effect of HAP_R01 when combined with entry inhibitors.
DISCUSSION
It is well known that CpAMs efficiently inhibit HBV reproduction by modulating the assembly of newly forming capsids at a late step in the virus life cycle. However, their effects on early stages of HBV infection, i.e., before cccDNA formation, are less well characterized. In this study, we showed for the first time that HAP analogue HAP_R01 physically alters capsid integrity in intact virions and early after HBV infection. It is thus able to affect HBV infectivity and to inhibit cccDNA formation during de novo HBV infection. This MOA was distinct from that of known entry inhibitors, allowing an additive antiviral activity during and shortly after HBV infection.
Several lines of evidence supported our finding. First, HAP_R01 treatment during establishment of infection significantly reduced cccDNA levels in HepG2-NTCP-K7 cells, in PHH, and in HepaRG cells, however, at a concentration that was 10- to 30-fold higher than the EC
50 needed to inhibit HBV replication. This is most likely attributed to a reduced accessibility of HAP_R01 to assembled capsids compared to core dimers that form new capsids (
15). Our preliminary data showing that HAP_R01 preferentially binds to newly translated core proteins rather than preexisting core proteins support our rationale (C. Ko and U. Protzer, unpublished results). Second, neither pretreatment of cells before HBV infection for 48 h nor HAP_R01 treatment after cccDNA establishment affected cccDNA levels, indicating a targeting of mature HBV capsids rather than a direct effect on cccDNA. Third, HAP-type CpAMs HAP_R01 and Bay41-4109 and PPA-type AT130, but not the reverse transcriptase inhibitor ETV, inhibited cccDNA formation, indicating an antiviral activity of CpAMs during early infection events. Fourth, HAP_R01 was able to change the structure and physical properties of preformed capsids, resulting in an electrophoretic mobility shift and increased sensitivity to proteinase K treatment. Last, HAP_R01 applied after treatment with entry inhibitor HBIG or MyrB resulted in a further reduction of cccDNA, indicating that HAP_R01 prevents establishment of HBV infection via a unique MOA in comparison to other entry inhibitors.
Our results are in line with recently published reports showing that selected CpAMs can prevent cccDNA synthesis (
17–19). Berke et al. first reported that JNJ-632 had an effect on cccDNA formation when applied during or up to 8 h p.i. in PHH; however, they could not dissect the underlying mechanism (
17). Guo et al. reported that Bay41-4109, ENAN-34017, and GLS4 inhibit cccDNA formation and provided evidence that those CpAMs can act on preformed capsids (
18). Although we could confirm this effect, we did not observe contradictory effects as a consequence of CpAM action, i.e., inhibiting cccDNA synthesis during
de novo infection versus enhancing cccDNA synthesis from intracellular amplification pathways.
In this study, we provide direct evidence that HAP_R01 can target “preformed” capsids and change their physical properties by electron microscopic and biochemical studies. Importantly, the effects of HAP_R01 on preformed capsids were confirmed upon
de novo-infected cells. We first treated
E. coli-expressed capsids, purified after disassembly and reassembly to remove any nonassembled core dimers, with HAP_R01. This resulted in aberrant core protein polymers, consistent with observations that HAP compounds (Bay41-4109 and a fluorophore-labeled HAP) can disrupt preassembled capsids
in vitro (
12,
25). To further investigate the effect of HAP_R01 on mature, HBV-DNA-containing capsids, we performed native agarose gel electrophoresis. Electron microscopy was not possible due to low yield and purity of mature capsids (data not shown). In native agarose gel electrophoresis, the mobility of viral capsids is primarily determined by surface charge and mass, and mobility shifts can be considered an indicator of physical or structural changes (
21). We found a time- and concentration-dependent mobility shift of mature capsids under HAP_R01 treatment. Bay41-4109, another HAP-type CpAM, induced mobility shifts to a lesser degree, whereas AT130, a PPA-derivative CpAM, did not. This could reflect either differences in MOA of the distinct chemical classes or biological EC
50 value.
Notably, HAP_R01-induced capsid alteration was confirmed in the HepG2-NTCP HBV infection model that allows detection of incoming capsids. The addition of HAP_R01 during HBV inoculation affected capsids released from purified virions after virus entry and altered their electrophoretic mobility. Trypsin treatment ensured that intracellular capsid and corresponding core protein were affected. Interestingly, we found a reduction of the amount of core protein shortly after infection upon HAP_R01 treatment that may be explained by accelerated proteasome-mediated degradation of core protein (
13). However, we did not detect an induction of ISG expression, although activation of pattern recognition receptors by aberrant protein structures or by rcDNA released from capsids within the cytoplasm would be possible. This suggests that innate immune responses did not contribute to HAP_R01-mediated capsid degradation. A weak functional DNA-sensing pathway in hepatocytes (
26) and the detection of HBV-DNA within the structurally altered capsids would prevent the activation of cell-intrinsic immunity.
Although all our experiments point at a structural alteration of the incoming HBV capsid upon HAP_R01 treatment, the question remains of why these structural changes result in reduced cccDNA levels. Based on dynamics of HBV capsid that could transiently dissociate and reassociate resulting from weak intersubunit interaction and alterations of tensional integrity due to HAP binding (
27,
28) and the degree of structural alteration of capsids, we envision two potential mechanisms that are not mutually exclusive. First, incoming capsids could be degraded if the association of capsids and HAP_R01 is strong enough to induce severe structural changes. This option is supported by the reduced core protein levels stemming from incoming capsids. Second, altered capsids may have an impaired binding to host factors, resulting in defects in intracellular trafficking or nuclear import. Premature disassembly of capsids or a wrong timing of viral genome release into the cytoplasm instead of nuclear targeting may account for a reduced cccDNA establishment, as proposed by Guo et al. (
18). However, this seems unlikely in our experiments because the majority of HBV-DNA was still located in structurally altered capsids and resistant to DNase I treatment. The reason for this discrepancy is not clear at present, but we speculate that this may be attributable to the source or isolation methods of mature capsids or DNase treatment condition.
Interestingly, preincubation of HBV particles in the virus inoculum with HAP_R01 could also suppress the establishment of cccDNA in infected cells. This suggests that HAP_R01 targeted the capsid within HBV virions and affected their infectivity. As the viral envelope is composed of a cell-derived lipid bilayer with embedded viral envelope proteins, it seems plausible that a small molecule possessing cell membrane permeancy could pass through a viral envelope. Of note, all antiviral effects of HAP_R01 were obtained by simple addition of HAP_R01 into cell culture medium, indicating adequate cell permeancy of HAP_R01. Additionally, HAP_R01 was shown to be a moderately permeant compound in a parallel artificial membrane permeability assay (PAMPA) and a Caco-2 permeability assay (data not shown). Our finding suggests that HAP_R01 may be able not only to enter cells but even to enter into circulating infectious HBV particles in patient serum and alter their capsid structure.
Supporting a distinct MOA of HAP_R01 on cccDNA establishment, we showed an additive effect when HAP_R01 was combined with HBV entry inhibitor HBIG or MyrB. Hereby, HAP_R01 was the only drug still having an effect 12 h postexposure, i.e., after initial virus binding and uptake. A clinical situation where this may be interesting is mother-to-child transmission. However, this may be limited by the dose required. A relatively high EC
50 (345 to 918 nM) was determined to target incoming capsids and inhibit cccDNA formation, and a dose achieving this effect
in utero or directly after birth may not be realistic. In chronic hepatitis B patients, the effect of HAP_R01 on cccDNA formation effect will overlap the inhibitory activity on progeny virus production and thus may not become visible. Since EC
50 alone is not predictive for the clinical outcome of anti-HIV drugs (
29), further assessment of HAP_R01’s performance (e.g., efficacy, toxicity, and bioavailability) in animal models supporting the full HBV life cycle and, more importantly, in clinical trials will be required to predict its superiority to other treatments and the role of HAP-resistant HBV variants.
In summary, we deciphered the antiviral effects of a novel HAP derivative, HAP_R01, possessing potent and core protein-specific anti-HBV activity. Our data highlight a dual effect of HAP_R01 on cccDNA formation by targeting incoming virions and capsids as well as on virion production by modulating capsid assembly and support further evaluation of a clinical benefit of HAP_R01.
ACKNOWLEDGMENTS
We thank Stephan Urban for providing Myrcludex B and Jochen M. Wettengel, Jan-Hendrick Bockmann, and Daniela Stadler for their helpful advice. We thank Jane A. McKeating for critical reading of the manuscript.
The study was supported by the German Research Foundation (DFG) via TRR 179 (project TP14) and by the German Center for Infection Research (DZIF, projects 05.806 and 05.707) to U.P. and by the Roche Postdoc Fellowship Program to C.K.
X.Z., Z.X., and L.G. are employees of Roche R&D Center (China) Ltd. U.P. serves as an ad hoc advisor for Arbutus, Vir Biotechnology, Vaccitech, Gilead, Merck, Roche, and J&J.
C.K., L.G., and U.P. initiated and designed the study; C.K., R.B., X.Z., Z.X., C.B., and J.S. performed the experiments; F.W.R.V. provided key materials and contributed to the execution of the experiments; C.K. and U.P. wrote the manuscript.