INTRODUCTION
Capillary blood samples are considered as a potential alternative to venous samples for assessing drug concentrations. In resource-limited settings, capillary samples are preferred because they are less expensive, easier to obtain, and less invasive than venous samples, especially in small children. In malaria clinical trials, capillary samples have the additional advantage that capillary samples are collected routinely for quantitating malaria parasitemia. In pregnancy, capillary blood is also routinely used for monitoring maternal anemia during antenatal care in the tropics. Therefore, in addition to the practical and operational advantages in study settings (e.g., pharmacokinetic studies), the potential advantage of capillary blood sampling over venous sampling is that it can be used for clinical management in the field (
1). Previously, the venous antimalarial drug concentration on day 7 has been used as a strong predictor of treatment failure (i.e., recrudescence) (
2). This can also be assessed using capillary blood samples. There have been a few studies directly comparing venous and capillary blood antimalarial drug concentrations (
3–9) and only one cohort included pregnant women (
3,
7). We assessed how precisely and reliably venous plasma drug concentrations of three major antimalarials, namely lumefantrine, mefloquine, and piperaquine, could be predicted by using capillary plasma drug concentrations in pregnant women.
MATERIALS AND METHODS
Study design and eligibility
This study was a part of a population pharmacokinetic study, which was nested in an open-label, randomized, controlled trial of three artemisinin-based combination therapies (ACTs) in pregnancy conducted in 2010–2016 on the Thailand-Myanmar border (NCT01054248). Details of study design and clinical outcomes were reported elsewhere (
10,
11). Pregnant women with uncomplicated malaria (either falciparum, vivax, or mixed infection of both) were eligible. There was no restriction on gestational age at enrollment and ultrasound was used for confirming pregnancy and viability of fetus. Malaria infection was confirmed by microscopy.
Intervention
Enrolled women were randomly allocated to one of the three ACTs using sealed envelopes: dihydroartemisinin-piperaquine (DP), artesunate-mefloquine (ASMQ), or extended regimen artemether-lumefantrine (AL+). DP was given at the standard dose (2.4 mg/kg dihydroartemisinin with 20 mg/kg piperaquine once daily for 3 days), rounded to the nearest half tablet (40 mg/320 mg dihydroartemisinin/piperaquine per tablet manufactured by Holley Pharmacy, China). ASMQ was given at the standard dose (once daily for 3 days) either as loose doses of artesunate (4 mg/kg/day) and mefloquine (8.3 mg/kg/day) or fixed dose (artesunate 200 mg with mefloquine hydrochloride 440 mg each day, manufactured by Far-Manguinhos, Brazil). The loose dose was rounded to the nearest quarter of a tablet for artesunate (50 mg/tablet, Guilin, China) and mefloquine (250 mg/tablet, Atlantic Laboratories Corp., Thailand). AL+ was given as an extended regimen: five tablets (20/120 mg artemether/lumefantrine per tablet, Novartis, Switzerland) twice per day for 4 days (at 0, 8, 24, 36, 48, 60, 72 and 84 h), with 250 mL of chocolate milk containing 7 g of fat for each dose. All doses were fully supervised.
Blood sampling
Capillary blood (200 µL) was taken from a finger prick in four hematocrit tubes on day 3 (day 4 for AL+) and day 7 for all eligible women, and additional samples were taken randomly at different days between day 3 and day 21. Venous blood was taken concurrently. Capillary samples were collected in sodium heparin hematocrit tubes centrifuged at 11,000 × g for 3 minutes. Venous samples were collected in lithium heparin tubes and centrifuged at 2,000 × g for 10 minutes. Blood samples were centrifuged immediately at each site, and plasma was kept in cryotubes at −80°C at the central laboratory in Mae Sot, Thailand.
Drug concentration measurement
Drug concentration in plasma was measured at the Pharmacology Laboratory of the Mahidol Oxford Tropical Medicine Research Unit, using the high-performance liquid chromatography tandem mass spectrometry, as described previously (
12,
13). The overall method performance for each drug is summarized in
Table S1. Samples were excluded from the analysis if the measured venous drug concentration was below the quantification level: the lower limit of quantification was 7.77 ng/mL for lumefantrine, 0.808 ng/mL for desbutyl-lumefantrine, 7.64 ng/mL for carboxy-mefloquine, 7.64 ng/mL for mefloquine, and 1.20 ng/mL for piperaquine.
Statistical method
In this analysis comparing antimalarial concentrations between capillary plasma and venous plasma, 90 pairs of venous and capillary samples from 90 women were randomly selected for each drug using
random command in Stata MP 16.1 (StataCorp, TX, USA). Analyzed samples were randomly selected from days 3–21 samples for DP and ASMQ, whereas for AL+, all analyzed samples were taken on day 7 (144–196 hours) (
2) because day 7 lumefantrine concentration is widely used for predicting the treatment outcome (
1,
2,
4,
14,
15).
Firstly, the agreement between the venous and capillary samples were visualized by Bland and Altman plots (
16,
17). Logarithmic transformation was used if there was a relationship between the difference between two sample type concentrations and the concentration itself (
17). Pearson’s correlation coefficient was used for describing the linear correlation of venous and capillary drug concentrations, and paired
t-test was used assessing the null hypothesis that venous and capillary plasma samples were equal. Apparent outliers on the plot were excluded from statistical tests and regression models. Secondly, multivariable linear regression models including other variables were built for predicting the drug concentrations in venous plasma samples. Venous plasma concentration (with or without natural logarithmic transformation) was used as the dependent variable. Explanatory variables included capillary plasma drug concentration, sampling time from the first dose, estimated gestational age, hematocrit, initial parasitemia load, presence of parasitemia, maternal age, height, and weight. Data on the sampling date were used for estimated gestational age, hematocrit, and presence of parasitemia. Fractional polynomials were used to describe the non-linear relationship with continuous variables (e.g., sampling time). Adjusted coefficient of determination (
R2) was used for selecting the best predictive model (
3). The agreement between observed and predicted venous drug concentrations was illustrated by residual plots and quantitatively assessed by mean absolute difference relative to the observed value, which was calculated as
DISCUSSION
In this study, venous plasma concentrations of mefloquine and carboxy-mefloquine were predicted adequately using concurrent capillary plasma samples. Although drug concentrations in venous and capillary plasma samples were highly correlated, venous plasma concentrations of lumefantrine and piperaquine could not be predicted precisely by the drug concentrations in concurrent capillary plasma samples. Although previous studies used Peason’s correlation coefficient,
R2, or the slope of regression line to assess the correlation between venous and capillary blood concentrations [e.g., lumefantrine (
3,
4), mefloquine (
5,
6), carboxy-mefloquine (
5), and piperaquine (
7–9)], correlation is expected. What matters is the agreement between the two measures. However, few studies (
4,
7,
9) have commented on whether the agreement was acceptable for clinical or pharmacological use, and only one study, which used capillary whole blood, quantified the agreement (
8). Our study is the first to compare antimalarial drug concentrations between capillary plasma and venous plasma taken concurrently and to quantify the agreement.
Lumefantrine concentrations in venous and capillary plasma samples were reported previously to be nearly identical (
3). Another study showed that lumefantrine concentration in capillary plasma samples could be 11.9% lower than that in venous plasma samples, based on population pharmacokinetic modeling rather than direct comparisons of the samples taken simultaneously (
18). Similarly, 91 pairs of venous and capillary plasma samples from 26 adults were taken to compare the lumefantrine concentrations, showing that the slope of the linear regression (on a natural log scale) was 0.95 (95% CI 0.87 to 1.03) (
4). That study concluded, however, that the agreement was “not complete” (
4).
The lack of precision in agreement becomes problematic when using capillary plasma samples to predict venous plasma concentrations at the individual level. For example, it is widely accepted that the venous plasma antimalarial concentration on day 7 (e.g., lumefantrine below 280 ng/mL) is associated with a higher risk of recrudescence (treatment failure) (
1). We have shown that the day 7 lumefantrine concentrations in venous plasma predicted by capillary plasma concentrations were accurate on average but not precise enough for each pair of samples (95% agreement limits of the error: ±249.95 ng/mL) and only 34% could be predicted with ±10% precision. An alternative threshold (e.g., 355 ng/mL) for capillary plasma (
19) can be utilized instead of converting capillary plasma concentrations to venous plasma concentrations.
Two previous studies reported a high correlation of mefloquine concentrations between venous and capillary whole blood samples. The first study using dried blood spot samples showed a high correlation between venous and capillary whole blood concentrations of mefloquine (
n = 22,
r = 0.99) and carboxy-mefloquine (
n = 19,
r = 0.94) (
5). The other study showed that mefloquine concentrations in venous and capillary whole blood were very similar (mean ratio 1.02, 95% CI 0.95–1.09,
n = 60) (
6). Our study confirms that the precision of predicted venous concentrations of mefloquine and carboxy-mefloquine using capillary samples could be acceptable.
The findings of piperaquine concentrations in concurrent venous and capillary samples were inconsistent. One study reported piperaquine concentration on day 7 in capillary plasma was about 1.6 times higher than that in venous plasma (
9,
20). Similarly, another study showed that piperaquine in capillary whole blood was 1.66 times (90%, range 0.92–3.03) higher than that in venous whole blood (
8). In contrast, another study showed that the median ratio of capillary plasma to venous plasma concentration was 1.08 (inter-quartile range 0.92–1.33) (
7), which is close to our finding (median 1.09, inter-quartile range 0.82–1.37). As concluded in the previous studies (
7–9), this study suggests that the agreement was not adequate as only 24% of values were predicted within ±10% range of error.
The variability of capillary plasma samples can result from the different extent of mixing of interstitial fluid when capillary blood was squeezed and technical measurement errors (
1,
4). Concentration of antimalarial drug in platelets and white blood cells, concentration within malaria parasites, and large differences between red cells and plasma can all contribute to variability in plasma samples. Additionally, capillary blood can be more vulnerable to contamination by antimalarials in the environment while handling samples and treatment drugs (
1). The reason why only mefloquine and its metabolite could be predicted precisely was not obvious, but the higher concentrations of mefloquine might be one reason for the small relative difference.
There were some limitations in this study. Firstly, we used plasma samples, so our results may not be comparable to the studies using whole blood samples. The concentrations of piperaquine and mefloquine were reported to be higher in whole blood than in capillary blood (
6,
8). For chloroquine, and increasingly for other drugs, whole blood has largely replaced plasma as the matrix of choice. If a satisfactory whole blood assay can be developed, as it can for most of the current antimalarial drugs, then whole blood may be the assay matrix of choice. This also avoids the technically challenging task of separating plasma from the concentrated cells in hematocrit tubes. Secondly, the number of lumefantrine samples with concentrations below the quantification limit was unexpectedly high (14%) despite all the samples being taken on day 7. In pregnancy, the elimination half-life of lumefantrine is shortened (
21), resulting in the lower day 7 concentrations. This is one explanation, and one that contributes to the lower lumefantrine efficacy in pregnancy (
10,
22,
23). Finally, our plasma samples were stored at −80°C for about 5–10 years. The long-term stability of the frozen plasma samples was not established, although it may not be likely that venous and capillary plasma samples were affected differently during the storage.
Conclusion
While capillary plasma samples have been promoted as a method to avoid venous plasma samples and the antimalarials concentrations were highly correlated, they were not directly interchangeable. Using prediction models, the precision of agreement was satisfactory only for mefloquine, but not for lumefantrine or piperaquine. Capillary plasma samples can be utilized for pharmacokinetic and clinical studies (
24), but the values are not necessarily interchangeable with those derived from venous plasma measurements.
ACKNOWLEDGMENTS
We would like to express our sincere thanks to the pregnant women enrolled in the study and all staff of SMRU.
This work is supported by the Japan Society for the Promotion of Science (JSPS KAKENHI grant number JP21KK0294 and JP21K16316 to M.S.). This research was funded in part by the Wellcome Trust [220211].
For the purpose of Open Access, the author has applied a CC BY public copyright license to any Author Accepted Manuscript version arising from this submission. SMRU is part of the Wellcome Trust Mahidol University Oxford Tropical Medicine Research Programme funded by the Wellcome Trust of Great Britain. Any opinions, findings and conclusions or recommendations expressed in this material are those of the authors and do not necessarily reflect the views of the authors’ organization or funders. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
R.M., J.T., N.J.W., and F.N. developed the study protocol and supervised the overall study. M.S., P.W., M.P., J.V.-N., M.K.P., and R.M. undertook the collection and processing of the samples and the data cleaning. U.K. and J.T. measured drug concentrations. M.S. analyzed the data, and M.S. and R.M. drafted the manuscript. All authors contributed to finalization of the manuscript and approved the final manuscript.
The parent, randomized, controlled trial received partial financial support from the Holley Pharmacy (China).