INTRODUCTION
CD8
+ cytotoxic T lymphocytes (CTL), which recognize infected cells through the surface presentation of various HIV-1 epitopes by different HLA class I molecules, play an important role in controlling HIV-1 replication (
1,
2). However, mutations may arise in or adjacent to epitopes which allow HIV-1-infected cells to evade detection by CD8
+ T cells (
1). Some of these escape mutations, particularly those in conserved regions, confer substantial costs to HIV-1 replication (
3). While the ideal CTL-based vaccine would target CD8
+ T cell responses to multiple vulnerable regions of HIV-1 where escape is impossible, the highly mutable nature of HIV-1 renders this strategy not feasible in practice. Another approach is therefore to focus CTL responses to regions where immune escape can only occur at major cost to viral replication, thereby delaying the ultimate time to escape and, when it occurs, reducing its net immune evasion benefit to HIV by lowering viral load set point, slowing clinical progression, and reducing onward transmission of the virus (
4,
5).
While substantial replication costs of several immune escape mutations in HIV-1 Gag have been demonstrated (
3,
6–9), less is known about functional consequences of immune-driven mutations in other HIV-1 proteins. Gag has been the focus of such studies, since there is much evidence that Gag CD8
+ T cell responses are key to mediating viral control (
10,
11) and that human leukocyte antigen (HLA) alleles associated with slower disease progression mediate their protective effects through restricting strong CD8
+ T cell responses to key conserved epitopes in Gag, where escape mutations occur at a cost to viral replicative fitness (
12,
13). However, Pol (comprised of protease, reverse transcriptase [RT], and integrase) is another conserved protein that is essential to viral replication and contains many CD8
+ T cell epitopes (
14 and
http://www.hiv.lanl.gov/content/immunology/). Indeed, protease-RT replication capacity contributes significantly to whole isolate replication capacity (
r2 = 0.53 and
P = 0.007) and correlates with plasma viral load (
r2 = 0.44 and
P = 0.019), supporting that this Pol region contributes significantly to HIV disease progression (
15). Interestingly, although Pol CD8
+ T cell responses are generally subdominant in natural infection (
16), in a phase I clinical trial of a conserved-elements vaccine, the Pol-specific CD8
+ T cells induced correlated most strongly with the ability of vaccine-induced CD8
+ T cells to suppress viral growth
in vitro, indicating that induction of Pol responses that are normally subdominant in natural infection represents a favorable vaccine strategy (
17,
18). Furthermore, in a study identifying peptides to which CD8
+ T cell responses are associated with significantly lower viral loads, more beneficial Pol peptides (
n = 12) than Gag peptides (
n = 10) were identified (
19,
20), suggesting that there are vulnerable regions in Pol suitable for vaccine inclusion. Finally, the observation that mutations in Pol can significantly affect HIV replicative fitness is supported by studies of drug resistance mutations (
21–23) as well as studies of natural Pol sequences in persons infected with HIV-1 subtype B (
24,
25).
Here, we aimed to comprehensively investigate the effect of immune-driven mutations in Pol, specifically RT-integrase, on HIV-1 replication capacity (RC) and its impact on the clinical course of HIV infection. To do this, we constructed a large (n = 487) panel of recombinant viruses expressing RT-integrase sequences from individuals recently (n = 81) and chronically (n = 406) infected with HIV-1 subtype C, the most prevalent subtype globally. Our results indicate that RT-integrase-mediated RC is clinically relevant and further suggest that immune-driven mutations in RT-integrase can significantly attenuate HIV.
DISCUSSION
Immune escape mutations in key HIV-1 proteins can reduce viral replication (
3,
6,
7,
12). HIV-1 Gag function (as measured by Gag-protease-driven RC) influences HIV disease progression (
29), and replicative costs of immune escape mutations in Gag have been demonstrated (
3,
6–9). However, less is known about immune-mediated attenuation in the other HIV proteins (
5).
Here, we investigated immune-mediated attenuation in RT-integrase in the world's most prevalent HIV-1 subtype (C) and demonstrate that RT-integrase-driven RC impacts HIV-1 disease progression. RT-integrase-driven RC in recent infection associated significantly with subsequent viral load set point and rate of CD4
+ T cell decline: the lower the RT-integrase-driven RC in early infection, the lower the viral load set point and the slower the rate of CD4
+ T cell decline. Furthermore, this effect remained detectable in chronic infection where RT-integrase RC correlated positively with cross-sectional viral loads and negatively with baseline CD4
+ T cell counts. Previously, we reported a trend between Gag-protease-driven RC and viral load set point as well as rate of CD4
+ T cell decline (
27), and another study showed a significant relationship between Gag-driven RC in acute infection and drop in CD4
+ T cell count to below 300 cells/mm
3 (
29). In the present analysis we show an additive effect of Gag-protease RC and RT-integrase RC on rate of CD4
+ T cell decline and that RT-integrase RC is individually significantly associated with rate of CD4
+ T cell decline. These observations support that RT-integrase is at least as suitable as Gag as a target of an attenuation-based vaccine. Consistent with this interpretation, more vulnerable peptides (those to which immune responses were associated with significantly lower viral loads in natural infection) were identified in Pol than Gag and deemed suitable for inclusion in a human immune data-informed vaccine (
19,
20). Furthermore, following administration of a conserved-elements vaccine (largely comprised of Pol and Gag) to healthy volunteers, the immune responses elicited that inhibited viral replication
in vitro were largely responses to conserved naturally subdominant Pol epitopes (
17).
Our findings also provide evidence for immune-driven attenuation of RT-integrase function. First, we observed associations between certain HLA alleles and altered RT-integrase-driven RC. HLA-A*30:09 (in linkage disequilibrium with HLA-B*81), -B*81, and -B*07 associated with lower RC, suggesting that these alleles restrict CTL responses that drive attenuating mutations in RT-integrase. Indeed, HLA-B*81 (the most protective HLA allele in the context of subtype C in sub-Saharan Africa) was the only individual allele consistently linked with lower RC in both recent and chronic infection, although this was less pronounced in chronic infection, likely due to partial compensation of replicative fitness costs by this stage of infection. This observation parallels a previous report in HIV-1 subtype B, which showed evidence for HLA-B*57-mediated attenuation of RT-integrase function (where B*57 is the most protective HLA allele in the context of subtype B in Western populations [
25]) in early but not chronic infection. This suggests that the replicative fitness costs selected by this allele were largely compensated for by the chronic stage of infection. Furthermore, it was notable that there was significantly more amino acid variation in the HLA-B*81-restricted epitope SL10 among HLA-B*81 expressing early in HIV-1 infection than could be expected by chance, suggesting these are fitness-reducing mutations. In addition, the HLA-B*81-associated E6K mutation in RT was significantly associated with lower RC in our codon-by-codon analysis. Moreover, the protective HLA-B alleles B*81, B*57:03, B*39:10, B*13:02, B*15:16, and B*14, when analyzed together as a group, also associated with lower RT-integrase-driven RC. Here, it is important to note that the association of protective alleles, particularly HLA-B*81, with lower viral RC was more pronounced for Gag-protease (
9,
13,
27,
31) than with RT-integrase shown here; nevertheless, results from the present study support modest yet potentially biologically relevant effects of HLA-mediated immune pressures on Pol.
We also provide evidence for immune-driven mutations decreasing RT-integrase-driven RC, observations which corroborate reports in HIV-1 subtype B (
24,
25). In early HIV-1 infection, we observed a positive correlation between RC and the number of HLA-associated polymorphisms in RT and a weak negative relationship between RC and the number of HLA-associated polymorphisms in integrase; similar trends were observed in chronic HIV-1 infection. Taken together with previous reports of a weak inverse correlation between the number of HLA-B-associated polymorphisms in integrase and RC in HIV-1 subtype B (
24), our findings suggest that integrase is particularly susceptible to immune-driven attenuation. Unlike RT, integrase, besides its enzymatic activities, interacts with other proteins, like LEDGF/p75 (
41), and this likely makes it more difficult for integrase to accommodate mutations without functional consequence. It has also been reported that integrase displays significantly decreased inter- and intrasubtype diversity and a lower Shannon's entropy than RT (
42), which may also partly account for our findings. Furthermore, our observations of opposing effects on RC by HLA-associated polymorphisms in RT versus integrase are reminiscent of our previous observation that the majority of Gag p24 mutations lower RC, while accumulation of mutations in p17 correlates with increased RC (
13). These observations raise the intriguing possibility that fitness-costly mutations in one protein could be offset (or even compensated by) mutations in another, a notion that merits investigation in future studies.
Using our combined genotype/RC data set, we also identified specific mutations, several of which are likely immune driven, that are associated with reduced RC. Specifically, the variants associated with the most pronounced decreases in RC were all rare (<1.5% frequency) variants: V241I (RT), I257V (RT), P272K (RT), E297K (RT), and I201V (integrase). Moreover, their location within or immediately flanking optimal epitopes (
Table 2) support these as immune-driven polymorphisms. In particular, sequences harboring V241I (RT) and I257V (RT) exhibited the lowest RC; both of these flank the B*57-restricted epitope IW9. Similarly, integrase residue 201 also occurs in an epitope-rich region. Therefore, RT 241-257 and epitopes in the region surrounding integrase 201 could represent vaccine targets in Pol. RT codon 297 is also well conserved (although E297K did not remain associated with reduced RC in the combined data set); however, RT codon 272 is not. P272K is a rare variant, while common escape mutations at this codon did not alter replication capacity, suggesting that this residue is not an ideal vaccine target.
Our observations corroborate a study in HIV-1 subtype B demonstrating that uncommon HLA-associated polymorphisms in integrase were associated with reduced RC (
24). Of note, variants at integrase codon S119 (S is the consensus in both subtypes) were significantly associated with altered RC in both subtype B and the present study; however, whereas the subtype B study identified 119R as being detrimental to RC (
24), in the present analysis 119T and 119P were associated with increased RC (
Table 2). Codon 119 is highly mutable, and there is a possibility that only 119R decreases RC. It is also interesting that in some instances, for example, A36E (RT) and A200E (RT), the subtype consensus represents the adapted (escaped) form for a particular HLA class I allele and is associated with modest reductions in RC, whereas variants at these codons are associated with a marginal increase in RC. Site-directed mutagenesis experiments are required to directly confirm the replicative fitness consequences of these mutations that are statistically associated with altered RC.
The present study utilized recombinant viruses incorporating participant-derived
RT-integrase, and therefore potential interactions with other viral proteins encoded in the NL4-3 backbone that could affect RC cannot be ruled out. Similarly, the insertion of subtype C
RT-integrase sequences into the subtype B (NL4-3) backbone, chosen because it is a well-studied laboratory strain of HIV that replicates well in cell culture, could conceivably influence viral RC. Indeed, we observed that longer integrase sequences (with respect to HXB2), which is a phenomenon largely observed in subtype C and non-B subtypes, were associated with lower
in vitro RC, and it is possible that this is due to lower compatibility of these sequences with the subtype B NL4-3 backbone. Further studies, for example, to test integrase activity and HIV integration in cell culture or perform modeling to predict the effect of extended integrase on functional domains, will be required to assess the functional significance of the longer integrase sequences. Nevertheless, previous studies incorporating subtype C sequences into an NL4-3 backbone revealed no significant effects on viral RC attributable to backbone incompatibilities and further supported the RC data obtained in this system as biologically meaningful (
13,
43). Prior studies have also demonstrated that replacing a subtype B viral test vector with a subtype C vector does not impact Pol-driven RC (
44). Another limitation of the
in vitro RC assay used in the present study is that not all variants are captured, resulting in a lower diversity of the recombinant virus sequences than that of their plasma counterparts. However, this approach preserves, at least to some extent, the naturally occurring quasispecies diversity within the original patient and may mimic more closely the conditions present
in vivo than a cloning approach.
In summary, our observation that RT-integrase-driven RC associates significantly with markers of disease progression strongly supports RT-integrase-driven viral RC as a biologically and clinically relevant viral attribute. Furthermore, associations between specific HLA alleles and reduced RT-integrase RC, correlations between HLA-associated polymorphisms and RC, and our identification of specific immune-driven mutations that are associated with significantly reduced RC together indicate that immune-mediated mutations in Pol can reduce HIV replicative fitness in some cases. It is particularly notable that HLA-B*81, a protective HLA allele in subtype C infection, is associated with reduced RT-integrase RC. Polymorphisms at conserved codons were associated with the most pronounced attenuation of RC, and some of these mutations (RT 241I and 257V and integrase 201V) are within or flanking optimal CTL epitopes, identifying these regions as potential vaccine targets.
ACKNOWLEDGMENTS
This work was funded by the Sub-Saharan African Network for TB/HIV Research Excellence (SANTHE), a DELTAS Africa Initiative [grant DEL-15-006]. The DELTAS Africa Initiative is an independent funding scheme of the African Academy of Sciences (AAS)'s Alliance for Accelerating Excellence in Science in Africa (AESA) and supported by the New Partnership for Africa's Development Planning and Coordinating Agency (NEPAD Agency) with funding from the Wellcome Trust [grant 107752/Z/15/Z] and the UK government. T.N. received additional funding from the South African Department of Science and Technology through the National Research Foundation (South African Research Chairs Initiative), the Victor Daitz Foundation, and the Howard Hughes Medical Institute. This work was also partially supported by the Bill and Melinda Gates Foundation, the International AIDS Vaccine Initiative (IAVI) (UKZNRSA1001), the NIAID (R37AI067073), and Gilead Sciences (grant 00406). Research reported in this publication was supported by the South African Medical Research Council under a Self-Initiated Research Grant to J.M. D.B.A.O. received funding from the National Research Foundation (NRF-SA) and the College of Health sciences, University of KwaZulu-Natal. Z.L.B. is supported by a Scholar Award from the Michael Smith Foundation for Health Research. M.A.B. holds a Canada Research Chair in Viral Pathogenesis and Immunity. Z.L.B. and M.A.B. received additional funding from the Canadian Institutes of Health Research (CIHR; PJT-148621).
The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. The views expressed in this publication are those of the author(s) and not necessarily those of AAS, NEPAD Agency, Wellcome Trust, or the UK government.
We thank Bruce Walker and Philip Goulder for their support and providing access to the samples. We are grateful to all study participants and support staff.